Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/20?limit=200®isters=between&mode=atom2024-12-22T23:18:40-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22811.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 5.54 and Rule 5.55 in Connection With a Designated Primary Market-Maker's and a Lead Market-Maker's Obligation To Submit Opening Quotes for the Regular Trading Hours Session in Index Options2021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22811Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22811.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22810.htmlNotice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Investors' Exchange LLC2021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22810Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22810.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22809.htmlNotice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Market-Wide Circuit Breakers to March 18, 20222021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22809Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22809.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22808.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Allow Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish Multiple Intraday Net Asset Values2021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22808Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22808.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22807.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 6.A To Modify the QCC and Solicitation Rebate Program2021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22807Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22807.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22806.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by To Extend the Pilot Related to the Market-Wide Circuit Breakers in Exchange Rule 26222021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22806Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22806.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22800.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Notice of Withdrawal of Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center2021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22800Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22800.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22799.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; NYSE National, Inc.; NYSE Chicago, Inc.; Notice of Withdrawal of Proposed Rule Changes To Amend Each of the Exchange's Fee Schedules Related to Co-Location2021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22799Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22799.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22798.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Notice of Withdrawal of Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Connectivity Services Available at the Data Center in Mahwah, New Jersey2021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22798Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22798.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22797.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Clearly Erroneous Transactions Until April 20, 20222021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22797Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22797.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22796.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC, MIAX Emerald, LLC, and MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Changes To Amend Fees for Purge Ports2021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22796Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22796.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/20/2021-22795.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to Clearly Erroneous Transactions Until April 20, 20222021-10-20T00:00:00-07:002021-10-20T00:00:00-07:002021-22795Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-20/pdf/2021-22795.pdf