<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/19?registers=between Mon, 23 Dec 2024 00:00:51 -0800 Mon, 23 Dec 2024 00:00:51 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/19?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Add New Rule 7.13 https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22691.html https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22691.html Tue, 19 Oct 2021 00:00:00 -0700 2021-22691 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22691.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22690.html https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22690.html Tue, 19 Oct 2021 00:00:00 -0700 2021-22690 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22690.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22689.html https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22689.html Tue, 19 Oct 2021 00:00:00 -0700 2021-22689 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22689.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22688.html https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22688.html Tue, 19 Oct 2021 00:00:00 -0700 2021-22688 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22688.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22687.html https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22687.html Tue, 19 Oct 2021 00:00:00 -0700 2021-22687 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22687.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22686.html https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22686.html Tue, 19 Oct 2021 00:00:00 -0700 2021-22686 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22686.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks) https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22685.html https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22685.html Tue, 19 Oct 2021 00:00:00 -0700 2021-22685 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22685.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22684.html https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22684.html Tue, 19 Oct 2021 00:00:00 -0700 2021-22684 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22684.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on EDGX in Accordance With Rule 19c-1 Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22683.html https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22683.html Tue, 19 Oct 2021 00:00:00 -0700 2021-22683 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22683.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until March 18, 2022 https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22682.html https://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22682.html Tue, 19 Oct 2021 00:00:00 -0700 2021-22682 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22682.pdf