Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/19?limit=200®isters=between&mode=atom2024-12-22T23:12:15-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22691.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Rules To Add New Rule 7.132021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22691Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22691.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22690.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Fee Schedule2021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22690Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22690.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22689.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22689Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22689.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22688.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee2021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22688Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22688.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22687.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee2021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22687Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22687.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22686.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Withdrawal of Proposed Rule Change To Amend Its Fee Schedule To Adjust the Options Regulatory Fee2021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22686Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22686.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22685.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period Related to FINRA Rule 6121.02 (Market-Wide Circuit Breakers in NMS Stocks)2021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22685Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22685.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22684.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule2021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22684Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22684.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22683.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on EDGX in Accordance With Rule 19c-1 Under the Securities Exchange Act of 19342021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22683Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22683.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/19/2021-22682.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until March 18, 20222021-10-19T00:00:00-07:002021-10-19T00:00:00-07:002021-22682Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-19/pdf/2021-22682.pdf