<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/18?registers=between Thu, 24 Jul 2025 20:43:55 -0700 Thu, 24 Jul 2025 20:43:55 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/18?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22772.html https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22772.html Mon, 18 Oct 2021 00:00:00 -0700 2021-22772 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22772.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on BZX in Accordance With Rule 19c-1 Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22576.html https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22576.html Mon, 18 Oct 2021 00:00:00 -0700 2021-22576 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22576.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees in BZX Rule 14.13 Applicable to Securities Listed on the Exchange https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22575.html https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22575.html Mon, 18 Oct 2021 00:00:00 -0700 2021-22575 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22575.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 10 https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22569.html https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22569.html Mon, 18 Oct 2021 00:00:00 -0700 2021-22569 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22569.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on BYX in Accordance With Rule 19c-1 Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22568.html https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22568.html Mon, 18 Oct 2021 00:00:00 -0700 2021-22568 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22568.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market Wide Circuit Breaker Until March 18, 2022 https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22567.html https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22567.html Mon, 18 Oct 2021 00:00:00 -0700 2021-22567 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22567.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 7, Section 4, Multiply Listed Options Fees https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22566.html https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22566.html Mon, 18 Oct 2021 00:00:00 -0700 2021-22566 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22566.pdf Notice - First Eagle Global Opportunities Fund, et al. https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22548.html https://regulations.justia.com/regulations/fedreg/2021/10/18/2021-22548.html Mon, 18 Oct 2021 00:00:00 -0700 2021-22548 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-18/pdf/2021-22548.pdf