<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/14?registers=between Wed, 16 Jul 2025 05:11:13 -0700 Wed, 16 Jul 2025 05:11:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/14?registers=between Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22536.html https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22536.html Thu, 14 Oct 2021 00:00:00 -0700 2021-22536 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22536.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker Until March 18, 2022 https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22441.html https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22441.html Thu, 14 Oct 2021 00:00:00 -0700 2021-22441 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22441.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving the Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22440.html https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22440.html Thu, 14 Oct 2021 00:00:00 -0700 2021-22440 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22440.pdf Notice - Self-Regulatory Organizations; Depository Trust Company; Order Approving the Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22439.html https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22439.html Thu, 14 Oct 2021 00:00:00 -0700 2021-22439 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22439.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving the Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22438.html https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22438.html Thu, 14 Oct 2021 00:00:00 -0700 2021-22438 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22438.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Amend Nasdaq Rule 5750 (Proxy Portfolio Shares) To Provide for the Use of Custom Baskets Consistent With the Exemptive Relief Issued Pursuant to the Investment Company Act of 1940 Applicable to a Series of Proxy Portfolio Shares https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22437.html https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22437.html Thu, 14 Oct 2021 00:00:00 -0700 2021-22437 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22437.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22436.html https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22436.html Thu, 14 Oct 2021 00:00:00 -0700 2021-22436 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22436.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on EDGA in Accordance With Rule 19c-1 Under the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22277.html https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22277.html Thu, 14 Oct 2021 00:00:00 -0700 2021-22277 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22277.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.1 in Connection With Time-In-Force Instructions Available for Bulk Messages and To Make a Clarifying Change https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22276.html https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22276.html Thu, 14 Oct 2021 00:00:00 -0700 2021-22276 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22276.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Shares of Hartford Large Cap Growth ETF, a Series of Hartford Funds Exchange-Traded Trust, Under Rule 14.11(m), Tracking Fund Shares https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22275.html https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22275.html Thu, 14 Oct 2021 00:00:00 -0700 2021-22275 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22275.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.5(c) and Rule 5.6 in Connection With Time-In-Force Instructions Available for Bulk Messages and To Make a Clarifying Change https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22274.html https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22274.html Thu, 14 Oct 2021 00:00:00 -0700 2021-22274 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22274.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.1 in Connection With Time-in-Force Instructions Available for Bulk Messages and To Make a Clarifying Change https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22269.html https://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22269.html Thu, 14 Oct 2021 00:00:00 -0700 2021-22269 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22269.pdf