Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/14?limit=200®isters=between&mode=atom2024-12-22T23:38:49-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22536.htmlNotice - Sunshine Act Meeting; Cancellation2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22536Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22536.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22441.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker Until March 18, 20222021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22441Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22441.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22440.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving the Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22440Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22440.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22439.htmlNotice - Self-Regulatory Organizations; Depository Trust Company; Order Approving the Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22439Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22439.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22438.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving the Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22438Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22438.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22437.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Amend Nasdaq Rule 5750 (Proxy Portfolio Shares) To Provide for the Use of Custom Baskets Consistent With the Exemptive Relief Issued Pursuant to the Investment Company Act of 1940 Applicable to a Series of Proxy Portfolio Shares2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22437Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22437.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22436.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22436Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22436.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22277.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Rule Regarding the Allowance of Off-Exchange Transactions by a Member Acting as Agent Otherwise Than on EDGA in Accordance With Rule 19c-1 Under the Securities Exchange Act of 19342021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22277Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22277.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22276.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.1 in Connection With Time-In-Force Instructions Available for Bulk Messages and To Make a Clarifying Change2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22276Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22276.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22275.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade Shares of Hartford Large Cap Growth ETF, a Series of Hartford Funds Exchange-Traded Trust, Under Rule 14.11(m), Tracking Fund Shares2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22275Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22275.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22274.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.5(c) and Rule 5.6 in Connection With Time-In-Force Instructions Available for Bulk Messages and To Make a Clarifying Change2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22274Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22274.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/14/2021-22269.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 21.1 in Connection With Time-in-Force Instructions Available for Bulk Messages and To Make a Clarifying Change2021-10-14T00:00:00-07:002021-10-14T00:00:00-07:002021-22269Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-14/pdf/2021-22269.pdf