<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/08?registers=between Mon, 30 Jun 2025 08:53:44 -0700 Mon, 30 Jun 2025 08:53:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/08?registers=between Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-22140.html https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-22140.html Fri, 08 Oct 2021 00:00:00 -0700 2021-22140 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-22140.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF (“IWM”) https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21996.html https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21996.html Fri, 08 Oct 2021 00:00:00 -0700 2021-21996 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21996.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposal To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21995.html https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21995.html Fri, 08 Oct 2021 00:00:00 -0700 2021-21995 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21995.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6.05 To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF (“IWM”) https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21994.html https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21994.html Fri, 08 Oct 2021 00:00:00 -0700 2021-21994 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21994.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6.05 To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF (“IWM”) https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21993.html https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21993.html Fri, 08 Oct 2021 00:00:00 -0700 2021-21993 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21993.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of SR-NASDAQ-2021-009 https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21992.html https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21992.html Fri, 08 Oct 2021 00:00:00 -0700 2021-21992 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21992.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposal To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21991.html https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21991.html Fri, 08 Oct 2021 00:00:00 -0700 2021-21991 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21991.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21989.html https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21989.html Fri, 08 Oct 2021 00:00:00 -0700 2021-21989 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21989.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Approval of a Proposed Rule Change To Adopt Additional Initial Listing Criteria for Companies Primarily Operating in Jurisdictions That Do Not Provide the PCAOB With the Ability To Inspect Public Accounting Firms https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21988.html https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21988.html Fri, 08 Oct 2021 00:00:00 -0700 2021-21988 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21988.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Discretion Attribute, at Equity 4, Rule 4703, in Light of Planned Changes to the System https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21987.html https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21987.html Fri, 08 Oct 2021 00:00:00 -0700 2021-21987 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21987.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 4.5(d) To Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF (“IWM”) https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21985.html https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21985.html Fri, 08 Oct 2021 00:00:00 -0700 2021-21985 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21985.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF (“IWM”) https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21984.html https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21984.html Fri, 08 Oct 2021 00:00:00 -0700 2021-21984 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21984.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21983.html https://regulations.justia.com/regulations/fedreg/2021/10/08/2021-21983.html Fri, 08 Oct 2021 00:00:00 -0700 2021-21983 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-08/pdf/2021-21983.pdf