<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/07?registers=between Sat, 28 Jun 2025 08:00:52 -0700 Sat, 28 Jun 2025 08:00:52 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/07?registers=between Rule - Adoption of Updated EDGAR Filer Manual, Form ID Amendments https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21915.html https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21915.html Thu, 07 Oct 2021 00:00:00 -0700 2021-21915 Rule https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21915.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Setting Aside Action by Delegated Authority and Approving a Proposed Rule Change, as Modified by Amendment Nos. 2 and 4, To List and Trade Shares of the 2x Long VIX Futures ETF Under BZX Rule 14.11(f)(4) (Trust Issued Receipts) https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21880.html https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21880.html Thu, 07 Oct 2021 00:00:00 -0700 2021-21880 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21880.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Setting Aside Action by Delegated Authority and Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To List and Trade Shares of the -1x Short VIX Futures ETF Under BZX Rule 14.11(f)(4) (Trust Issued Receipts) https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21877.html https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21877.html Thu, 07 Oct 2021 00:00:00 -0700 2021-21877 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21877.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12-E https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21871.html https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21871.html Thu, 07 Oct 2021 00:00:00 -0700 2021-21871 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21871.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12 https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21870.html https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21870.html Thu, 07 Oct 2021 00:00:00 -0700 2021-21870 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21870.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Options 4A, Section 12 Regarding the Closing Volume Weighted Average Price (“Closing VWAP”) for Listing and Trading of Options on the Nasdaq-100® Volatility Index https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21869.html https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21869.html Thu, 07 Oct 2021 00:00:00 -0700 2021-21869 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21869.pdf Notice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21868.html https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21868.html Thu, 07 Oct 2021 00:00:00 -0700 2021-21868 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21868.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Collateral and Haircut Procedures https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21866.html https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21866.html Thu, 07 Oct 2021 00:00:00 -0700 2021-21866 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21866.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the Stress Testing Framework and the Indirect Participant Risk Monitoring and Review Policy https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21865.html https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21865.html Thu, 07 Oct 2021 00:00:00 -0700 2021-21865 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21865.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Remove the Early Unwind Intraday Charge, Change the Treatment of Short-Term Treasuries, and Make Other Changes https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21863.html https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21863.html Thu, 07 Oct 2021 00:00:00 -0700 2021-21863 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21863.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21624.html https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21624.html Thu, 07 Oct 2021 00:00:00 -0700 2021-21624 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21624.pdf