Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/07?limit=200&registers=between&mode=atom 2024-12-22T23:45:34-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21915.html Rule - Adoption of Updated EDGAR Filer Manual, Form ID Amendments 2021-10-07T00:00:00-07:00 2021-10-07T00:00:00-07:00 2021-21915 Rule https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21915.pdf https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21880.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Setting Aside Action by Delegated Authority and Approving a Proposed Rule Change, as Modified by Amendment Nos. 2 and 4, To List and Trade Shares of the 2x Long VIX Futures ETF Under BZX Rule 14.11(f)(4) (Trust Issued Receipts) 2021-10-07T00:00:00-07:00 2021-10-07T00:00:00-07:00 2021-21880 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21880.pdf https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21877.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Setting Aside Action by Delegated Authority and Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To List and Trade Shares of the -1x Short VIX Futures ETF Under BZX Rule 14.11(f)(4) (Trust Issued Receipts) 2021-10-07T00:00:00-07:00 2021-10-07T00:00:00-07:00 2021-21877 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21877.pdf https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21871.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12-E 2021-10-07T00:00:00-07:00 2021-10-07T00:00:00-07:00 2021-21871 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21871.pdf https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21870.html Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12 2021-10-07T00:00:00-07:00 2021-10-07T00:00:00-07:00 2021-21870 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21870.pdf https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21869.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Options 4A, Section 12 Regarding the Closing Volume Weighted Average Price (“Closing VWAP”) for Listing and Trading of Options on the Nasdaq-100® Volatility Index 2021-10-07T00:00:00-07:00 2021-10-07T00:00:00-07:00 2021-21869 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21869.pdf https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21868.html Notice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail 2021-10-07T00:00:00-07:00 2021-10-07T00:00:00-07:00 2021-21868 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21868.pdf https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21866.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Collateral and Haircut Procedures 2021-10-07T00:00:00-07:00 2021-10-07T00:00:00-07:00 2021-21866 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21866.pdf https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21865.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the Stress Testing Framework and the Indirect Participant Risk Monitoring and Review Policy 2021-10-07T00:00:00-07:00 2021-10-07T00:00:00-07:00 2021-21865 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21865.pdf https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21863.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Remove the Early Unwind Intraday Charge, Change the Treatment of Short-Term Treasuries, and Make Other Changes 2021-10-07T00:00:00-07:00 2021-10-07T00:00:00-07:00 2021-21863 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21863.pdf https://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21624.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O 2021-10-07T00:00:00-07:00 2021-10-07T00:00:00-07:00 2021-21624 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21624.pdf