Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/07?limit=200®isters=between&mode=atom2024-12-22T23:45:34-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21915.htmlRule - Adoption of Updated EDGAR Filer Manual, Form ID Amendments2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21915Rulehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21915.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21880.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Setting Aside Action by Delegated Authority and Approving a Proposed Rule Change, as Modified by Amendment Nos. 2 and 4, To List and Trade Shares of the 2x Long VIX Futures ETF Under BZX Rule 14.11(f)(4) (Trust Issued Receipts)2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21880Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21880.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21877.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Setting Aside Action by Delegated Authority and Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 3, To List and Trade Shares of the -1x Short VIX Futures ETF Under BZX Rule 14.11(f)(4) (Trust Issued Receipts)2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21877Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21877.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21871.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12-E2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21871Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21871.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21870.htmlNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.122021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21870Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21870.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21869.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Options 4A, Section 12 Regarding the Closing Volume Weighted Average Price (“Closing VWAP”) for Listing and Trading of Options on the Nasdaq-100® Volatility Index2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21869Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21869.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21868.htmlNotice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21868Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21868.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21866.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Collateral and Haircut Procedures2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21866Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21866.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21865.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the Stress Testing Framework and the Indirect Participant Risk Monitoring and Review Policy2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21865Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21865.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21863.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Remove the Early Unwind Intraday Charge, Change the Treatment of Short-Term Treasuries, and Make Other Changes2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21863Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21863.pdfhttps://regulations.justia.com/regulations/fedreg/2021/10/07/2021-21624.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O2021-10-07T00:00:00-07:002021-10-07T00:00:00-07:002021-21624Noticehttps://www.govinfo.gov/content/pkg/FR-2021-10-07/pdf/2021-21624.pdf