<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/04?registers=between Mon, 30 Jun 2025 13:10:47 -0700 Mon, 30 Jun 2025 13:10:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/10/04?registers=between Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Emerald Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21492.html https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21492.html Mon, 04 Oct 2021 00:00:00 -0700 2021-21492 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21492.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21491.html https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21491.html Mon, 04 Oct 2021 00:00:00 -0700 2021-21491 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21491.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt a Tiered-Pricing Structure for Certain Connectivity Fees https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21490.html https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21490.html Mon, 04 Oct 2021 00:00:00 -0700 2021-21490 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21490.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21489.html https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21489.html Mon, 04 Oct 2021 00:00:00 -0700 2021-21489 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21489.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 5.4 and Make Corresponding Changes to Other Rules https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21488.html https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21488.html Mon, 04 Oct 2021 00:00:00 -0700 2021-21488 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21488.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Approving a Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Options Program on the iShares Russell 2000 ETF (IWM) https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21487.html https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21487.html Mon, 04 Oct 2021 00:00:00 -0700 2021-21487 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21487.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to BOX Exchange LLC and BOX Holdings Group LLC Ownership Transfer Transactions https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21486.html https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21486.html Mon, 04 Oct 2021 00:00:00 -0700 2021-21486 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21486.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to the Exchange's Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21485.html https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21485.html Mon, 04 Oct 2021 00:00:00 -0700 2021-21485 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21485.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21484.html https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21484.html Mon, 04 Oct 2021 00:00:00 -0700 2021-21484 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21484.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To Amend Rule 14.11(m) (Tracking Fund Shares) To Provide for the Use of Custom Baskets Consistent With the Exemptive Relief Issued Pursuant to the Investment Company Act of 1940 Applicable to a Series of Tracking Fund Shares https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21483.html https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21483.html Mon, 04 Oct 2021 00:00:00 -0700 2021-21483 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21483.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish an Intra-Day NAV and an End-of-Day NAV https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21482.html https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21482.html Mon, 04 Oct 2021 00:00:00 -0700 2021-21482 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21482.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a New Rule Requiring Members To Input Accurate Information Into BX Systems https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21481.html https://regulations.justia.com/regulations/fedreg/2021/10/04/2021-21481.html Mon, 04 Oct 2021 00:00:00 -0700 2021-21481 Notice https://www.govinfo.gov/content/pkg/FR-2021-10-04/pdf/2021-21481.pdf