<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/30?registers=between Sun, 22 Dec 2024 09:23:52 -0800 Sun, 22 Dec 2024 09:23:52 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/30?registers=between Notice - Optimum Fund Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2021/09/30/2021-21321.html https://regulations.justia.com/regulations/fedreg/2021/09/30/2021-21321.html Thu, 30 Sep 2021 00:00:00 -0700 2021-21321 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-30/pdf/2021-21321.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of its Post-Trade Risk Management Tool https://regulations.justia.com/regulations/fedreg/2021/09/30/2021-21212.html https://regulations.justia.com/regulations/fedreg/2021/09/30/2021-21212.html Thu, 30 Sep 2021 00:00:00 -0700 2021-21212 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-30/pdf/2021-21212.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Certain Rules To Accommodate the Listing and Trading of Micro FLEX Index Options and To Make Other Clarifying and Non-Substantive Changes https://regulations.justia.com/regulations/fedreg/2021/09/30/2021-21211.html https://regulations.justia.com/regulations/fedreg/2021/09/30/2021-21211.html Thu, 30 Sep 2021 00:00:00 -0700 2021-21211 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-30/pdf/2021-21211.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 2, BX Options Market-Fees and Rebates https://regulations.justia.com/regulations/fedreg/2021/09/30/2021-21210.html https://regulations.justia.com/regulations/fedreg/2021/09/30/2021-21210.html Thu, 30 Sep 2021 00:00:00 -0700 2021-21210 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-30/pdf/2021-21210.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change To Amend Rule 8.601-E (Active Proxy Portfolio Shares) To Provide for the Use of Custom Baskets https://regulations.justia.com/regulations/fedreg/2021/09/30/2021-21209.html https://regulations.justia.com/regulations/fedreg/2021/09/30/2021-21209.html Thu, 30 Sep 2021 00:00:00 -0700 2021-21209 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-30/pdf/2021-21209.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing Primary Offering https://regulations.justia.com/regulations/fedreg/2021/09/30/2021-21208.html https://regulations.justia.com/regulations/fedreg/2021/09/30/2021-21208.html Thu, 30 Sep 2021 00:00:00 -0700 2021-21208 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-30/pdf/2021-21208.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2021/09/30/2021-21206.html https://regulations.justia.com/regulations/fedreg/2021/09/30/2021-21206.html Thu, 30 Sep 2021 00:00:00 -0700 2021-21206 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-30/pdf/2021-21206.pdf