<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/29?registers=between Sun, 22 Dec 2024 19:53:34 -0800 Sun, 22 Dec 2024 19:53:34 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/29?registers=between Notice - The Optima Dynamic Alternatives Fund, et al; https://regulations.justia.com/regulations/fedreg/2021/09/29/2021-21187.html https://regulations.justia.com/regulations/fedreg/2021/09/29/2021-21187.html Wed, 29 Sep 2021 00:00:00 -0700 2021-21187 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-29/pdf/2021-21187.pdf Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., The Nasdaq Stock Market LLC, and Nasdaq BX, Inc. https://regulations.justia.com/regulations/fedreg/2021/09/29/2021-21113.html https://regulations.justia.com/regulations/fedreg/2021/09/29/2021-21113.html Wed, 29 Sep 2021 00:00:00 -0700 2021-21113 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-29/pdf/2021-21113.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3(a) https://regulations.justia.com/regulations/fedreg/2021/09/29/2021-21112.html https://regulations.justia.com/regulations/fedreg/2021/09/29/2021-21112.html Wed, 29 Sep 2021 00:00:00 -0700 2021-21112 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-29/pdf/2021-21112.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 of the Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/09/29/2021-21111.html https://regulations.justia.com/regulations/fedreg/2021/09/29/2021-21111.html Wed, 29 Sep 2021 00:00:00 -0700 2021-21111 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-29/pdf/2021-21111.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect an Amendment to the Application and Exemptive Order Governing the Fidelity Women's Leadership ETF and Fidelity Sustainability U.S. Equity ETF https://regulations.justia.com/regulations/fedreg/2021/09/29/2021-21110.html https://regulations.justia.com/regulations/fedreg/2021/09/29/2021-21110.html Wed, 29 Sep 2021 00:00:00 -0700 2021-21110 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-29/pdf/2021-21110.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; NYSE National, Inc.; NYSE Chicago, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Each of the Exchange's Fee Schedules Related to Co-Location https://regulations.justia.com/regulations/fedreg/2021/09/29/2021-21109.html https://regulations.justia.com/regulations/fedreg/2021/09/29/2021-21109.html Wed, 29 Sep 2021 00:00:00 -0700 2021-21109 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-29/pdf/2021-21109.pdf