Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/29?limit=200&registers=between&mode=atom 2024-12-22T19:29:36-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/09/29/2021-21187.html Notice - The Optima Dynamic Alternatives Fund, et al; 2021-09-29T00:00:00-07:00 2021-09-29T00:00:00-07:00 2021-21187 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-29/pdf/2021-21187.pdf https://regulations.justia.com/regulations/fedreg/2021/09/29/2021-21113.html Notice - Program for Allocation of Regulatory Responsibilities Pursuant to Rule 17d-2; Notice of Filing and Order Approving and Declaring Effective an Amended Plan for the Allocation of Regulatory Responsibilities Among the Financial Industry Regulatory Authority, Inc., The Nasdaq Stock Market LLC, and Nasdaq BX, Inc. 2021-09-29T00:00:00-07:00 2021-09-29T00:00:00-07:00 2021-21113 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-29/pdf/2021-21113.pdf https://regulations.justia.com/regulations/fedreg/2021/09/29/2021-21112.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3(a) 2021-09-29T00:00:00-07:00 2021-09-29T00:00:00-07:00 2021-21112 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-29/pdf/2021-21112.pdf https://regulations.justia.com/regulations/fedreg/2021/09/29/2021-21111.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 118 of the Fee Schedule 2021-09-29T00:00:00-07:00 2021-09-29T00:00:00-07:00 2021-21111 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-29/pdf/2021-21111.pdf https://regulations.justia.com/regulations/fedreg/2021/09/29/2021-21110.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect an Amendment to the Application and Exemptive Order Governing the Fidelity Women's Leadership ETF and Fidelity Sustainability U.S. Equity ETF 2021-09-29T00:00:00-07:00 2021-09-29T00:00:00-07:00 2021-21110 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-29/pdf/2021-21110.pdf https://regulations.justia.com/regulations/fedreg/2021/09/29/2021-21109.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; NYSE National, Inc.; NYSE Chicago, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Each of the Exchange's Fee Schedules Related to Co-Location 2021-09-29T00:00:00-07:00 2021-09-29T00:00:00-07:00 2021-21109 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-29/pdf/2021-21109.pdf