<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/22?registers=between Sun, 22 Dec 2024 19:30:18 -0800 Sun, 22 Dec 2024 19:30:18 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/22?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20614.html https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20614.html Wed, 22 Sep 2021 00:00:00 -0700 2021-20614 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-22/pdf/2021-20614.pdf Notice - Securities Act of 1933; Securities Exchange Act of 1934; Order Approving the Public Company Accounting Oversight Board Supplemental Budget for Calendar Year 2021 https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20515.html https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20515.html Wed, 22 Sep 2021 00:00:00 -0700 2021-20515 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-22/pdf/2021-20515.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule With Respect to Open-Close Report Data https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20455.html https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20455.html Wed, 22 Sep 2021 00:00:00 -0700 2021-20455 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-22/pdf/2021-20455.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide That a Reserve Order May Have (i) an Odd Lot Sized Display Quantity and (ii) an Optional Random Initial and Replenishment Display Quantity https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20453.html https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20453.html Wed, 22 Sep 2021 00:00:00 -0700 2021-20453 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-22/pdf/2021-20453.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by To Amend Its Fee Schedule With Respect to Open-Close Report Data https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20452.html https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20452.html Wed, 22 Sep 2021 00:00:00 -0700 2021-20452 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-22/pdf/2021-20452.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Exchange Rule 2616, Priority of Orders https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20451.html https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20451.html Wed, 22 Sep 2021 00:00:00 -0700 2021-20451 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-22/pdf/2021-20451.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 17, To Decommission the Exchange's Quote Removal Kill Switch Functionality https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20449.html https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20449.html Wed, 22 Sep 2021 00:00:00 -0700 2021-20449 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-22/pdf/2021-20449.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend Rules 7.31, 7.35, 7.35B, 7.35C, 98, and 104 Relating to the Closing Auction https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20448.html https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20448.html Wed, 22 Sep 2021 00:00:00 -0700 2021-20448 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-22/pdf/2021-20448.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 17, To Decommission the Exchange's Quote Removal Kill Switch Functionality https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20447.html https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20447.html Wed, 22 Sep 2021 00:00:00 -0700 2021-20447 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-22/pdf/2021-20447.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule With Respect to Open-Close Report Data https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20446.html https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20446.html Wed, 22 Sep 2021 00:00:00 -0700 2021-20446 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-22/pdf/2021-20446.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20442.html https://regulations.justia.com/regulations/fedreg/2021/09/22/2021-20442.html Wed, 22 Sep 2021 00:00:00 -0700 2021-20442 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-22/pdf/2021-20442.pdf