<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/21?registers=between Sat, 19 Jul 2025 20:18:50 -0700 Sat, 19 Jul 2025 20:18:50 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/21?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20533.html https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20533.html Tue, 21 Sep 2021 00:00:00 -0700 2021-20533 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-21/pdf/2021-20533.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 17, To Decommission the Exchange's Quote Removal Kill Switch Functionality https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20337.html https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20337.html Tue, 21 Sep 2021 00:00:00 -0700 2021-20337 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-21/pdf/2021-20337.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 17, To Decommission the Exchange's Quote Removal Kill Switch Functionality https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20336.html https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20336.html Tue, 21 Sep 2021 00:00:00 -0700 2021-20336 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-21/pdf/2021-20336.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 17 To Decommission the Exchange's Quote Removal Kill Switch Functionality https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20335.html https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20335.html Tue, 21 Sep 2021 00:00:00 -0700 2021-20335 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-21/pdf/2021-20335.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate NOM Options 4 Rules by Reference to Nasdaq ISE, LLC Options 4 Rules https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20334.html https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20334.html Tue, 21 Sep 2021 00:00:00 -0700 2021-20334 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-21/pdf/2021-20334.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Effectiveness of Temporary Supplementary Material .17 (Temporary Relief To Allow Remote Inspections for Calendar Year 2020 and Calendar Year 2021) Under FINRA Rule 3110 (Supervision) https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20333.html https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20333.html Tue, 21 Sep 2021 00:00:00 -0700 2021-20333 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-21/pdf/2021-20333.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20332.html https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20332.html Tue, 21 Sep 2021 00:00:00 -0700 2021-20332 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-21/pdf/2021-20332.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Content of the NYSE Best Quote & Trades https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20331.html https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20331.html Tue, 21 Sep 2021 00:00:00 -0700 2021-20331 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-21/pdf/2021-20331.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Teucrium Bitcoin Futures Fund Under NYSE Arca Rule 8.200-E https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20330.html https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20330.html Tue, 21 Sep 2021 00:00:00 -0700 2021-20330 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-21/pdf/2021-20330.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate the Phlx Options 4 Rules By Reference to Nasdaq ISE, LLC Options 4 Rules https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20329.html https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20329.html Tue, 21 Sep 2021 00:00:00 -0700 2021-20329 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-21/pdf/2021-20329.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the ARK 21Shares Bitcoin ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20328.html https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20328.html Tue, 21 Sep 2021 00:00:00 -0700 2021-20328 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-21/pdf/2021-20328.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.5(c) and Rule 5.6(d) in Connection With Time-In-Force Instructions Available for Bulk Messages for the Account of a Market Maker https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20327.html https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20327.html Tue, 21 Sep 2021 00:00:00 -0700 2021-20327 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-21/pdf/2021-20327.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Incorporate BX Options 4 Rules By Reference to Nasdaq ISE, LLC Options 4 Rules https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20326.html https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20326.html Tue, 21 Sep 2021 00:00:00 -0700 2021-20326 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-21/pdf/2021-20326.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Phlx Options 10, Section 5, Branch Office, and Options 10, Section 17, Profit Sharing Rules https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20325.html https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20325.html Tue, 21 Sep 2021 00:00:00 -0700 2021-20325 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-21/pdf/2021-20325.pdf Notice - Point72 Employee Investment Fund, L.P. and Point72 Asset Management, L.P. https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20323.html https://regulations.justia.com/regulations/fedreg/2021/09/21/2021-20323.html Tue, 21 Sep 2021 00:00:00 -0700 2021-20323 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-21/pdf/2021-20323.pdf