<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/20?registers=between Sun, 22 Dec 2024 19:03:05 -0800 Sun, 22 Dec 2024 19:03:05 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/20?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20402.html https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20402.html Mon, 20 Sep 2021 00:00:00 -0700 2021-20402 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20402.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Introduce a Product To Be Known as Cboe Premium Exchange Tools and To Amend Its Fee Schedule To Establish a Fee for a User Login That Elects To Subscribe to the Cboe Premium Exchange Tools https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20219.html https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20219.html Mon, 20 Sep 2021 00:00:00 -0700 2021-20219 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20219.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 6.7400 Series https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20218.html https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20218.html Mon, 20 Sep 2021 00:00:00 -0700 2021-20218 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20218.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 6.7400-E Series https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20217.html https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20217.html Mon, 20 Sep 2021 00:00:00 -0700 2021-20217 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20217.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 7400 Series https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20216.html https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20216.html Mon, 20 Sep 2021 00:00:00 -0700 2021-20216 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20216.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20215.html https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20215.html Mon, 20 Sep 2021 00:00:00 -0700 2021-20215 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20215.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend The Nasdaq Options Market's Pricing Schedule at Options 7, Section 2(1) https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20214.html https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20214.html Mon, 20 Sep 2021 00:00:00 -0700 2021-20214 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20214.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 6.7400 Series https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20213.html https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20213.html Mon, 20 Sep 2021 00:00:00 -0700 2021-20213 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20213.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20212.html https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20212.html Mon, 20 Sep 2021 00:00:00 -0700 2021-20212 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20212.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20211.html https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20211.html Mon, 20 Sep 2021 00:00:00 -0700 2021-20211 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20211.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Introduce a Product To Be Known as “Cboe Premium Exchange Tools” and To Amend Its Fee Schedule To Establish a Fee for a User Login That Elects To Subscribe to the Cboe Premium Exchange Tools https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20210.html https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20210.html Mon, 20 Sep 2021 00:00:00 -0700 2021-20210 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20210.pdf Notice - Pomona Investment Fund, et al. https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20207.html https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20207.html Mon, 20 Sep 2021 00:00:00 -0700 2021-20207 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20207.pdf