<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/20?registers=between
Tue, 15 Jul 2025 18:27:48 -0700Tue, 15 Jul 2025 18:27:48 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/20?registers=between
Notice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20402.html
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20402.htmlMon, 20 Sep 2021 00:00:00 -07002021-20402Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20402.pdfNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Introduce a Product To Be Known as Cboe Premium Exchange Tools and To Amend Its Fee Schedule To Establish a Fee for a User Login That Elects To Subscribe to the Cboe Premium Exchange Tools
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20219.html
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20219.htmlMon, 20 Sep 2021 00:00:00 -07002021-20219Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20219.pdfNotice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 6.7400 Series
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20218.html
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20218.htmlMon, 20 Sep 2021 00:00:00 -07002021-20218Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20218.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 6.7400-E Series
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20217.html
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20217.htmlMon, 20 Sep 2021 00:00:00 -07002021-20217Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20217.pdfNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 7400 Series
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20216.html
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20216.htmlMon, 20 Sep 2021 00:00:00 -07002021-20216Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20216.pdfNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20215.html
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20215.htmlMon, 20 Sep 2021 00:00:00 -07002021-20215Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20215.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend The Nasdaq Options Market's Pricing Schedule at Options 7, Section 2(1)
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20214.html
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20214.htmlMon, 20 Sep 2021 00:00:00 -07002021-20214Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20214.pdfNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 6.7400 Series
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20213.html
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20213.htmlMon, 20 Sep 2021 00:00:00 -07002021-20213Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20213.pdfNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20212.html
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20212.htmlMon, 20 Sep 2021 00:00:00 -07002021-20212Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20212.pdfNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20211.html
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20211.htmlMon, 20 Sep 2021 00:00:00 -07002021-20211Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20211.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.22 To Introduce a Product To Be Known as “Cboe Premium Exchange Tools” and To Amend Its Fee Schedule To Establish a Fee for a User Login That Elects To Subscribe to the Cboe Premium Exchange Tools
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20210.html
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20210.htmlMon, 20 Sep 2021 00:00:00 -07002021-20210Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20210.pdfNotice - Pomona Investment Fund, et al.
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20207.html
https://regulations.justia.com/regulations/fedreg/2021/09/20/2021-20207.htmlMon, 20 Sep 2021 00:00:00 -07002021-20207Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-20/pdf/2021-20207.pdf