Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/16?limit=200®isters=between&mode=atom2024-12-22T19:12:50-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2021/09/16/2021-19973.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide a Further Extension of Time To Become Appropriately Qualified by Passing the Municipal Advisor Principal Qualification Examination (Series 54) Pursuant to MSRB Rule G-3, on Professional Qualification Requirements2021-09-16T00:00:00-07:002021-09-16T00:00:00-07:002021-19973Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-16/pdf/2021-19973.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/16/2021-19972.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook2021-09-16T00:00:00-07:002021-09-16T00:00:00-07:002021-19972Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-16/pdf/2021-19972.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/16/2021-19971.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2021-09-16T00:00:00-07:002021-09-16T00:00:00-07:002021-19971Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-16/pdf/2021-19971.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/16/2021-19970.htmlNotice - Order Granting Application by The Nasdaq Stock Market LLC and Nasdaq BX, Inc. for an Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference2021-09-16T00:00:00-07:002021-09-16T00:00:00-07:002021-19970Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-16/pdf/2021-19970.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/16/2021-19969.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2021-09-16T00:00:00-07:002021-09-16T00:00:00-07:002021-19969Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-16/pdf/2021-19969.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/16/2021-19968.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change Relating to Members' Filing Requirements Under FINRA Rule 6432 (Compliance With the Information Requirements of SEA Rule 15c2-11)2021-09-16T00:00:00-07:002021-09-16T00:00:00-07:002021-19968Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-16/pdf/2021-19968.pdf