<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/15?registers=between Sat, 19 Jul 2025 22:31:47 -0700 Sat, 19 Jul 2025 22:31:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/15?registers=between Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change Related to BOX Exchange LLC and BOX Holdings Group LLC Ownership Transfer Transactions https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19864.html https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19864.html Wed, 15 Sep 2021 00:00:00 -0700 2021-19864 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-15/pdf/2021-19864.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICE Clear Credit Operating Agreement and Governance Playbook https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19863.html https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19863.html Wed, 15 Sep 2021 00:00:00 -0700 2021-19863 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-15/pdf/2021-19863.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19862.html https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19862.html Wed, 15 Sep 2021 00:00:00 -0700 2021-19862 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-15/pdf/2021-19862.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Corrections to the Rules https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19861.html https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19861.html Wed, 15 Sep 2021 00:00:00 -0700 2021-19861 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-15/pdf/2021-19861.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to Its Lead Market-Maker Incentive Programs https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19860.html https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19860.html Wed, 15 Sep 2021 00:00:00 -0700 2021-19860 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-15/pdf/2021-19860.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend EDGX Rule 11.1(a)(1) To Begin Accepting Orders at 2:30 a.m. Eastern Time https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19859.html https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19859.html Wed, 15 Sep 2021 00:00:00 -0700 2021-19859 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-15/pdf/2021-19859.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.32 in Connection With Participation Entitlements https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19858.html https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19858.html Wed, 15 Sep 2021 00:00:00 -0700 2021-19858 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-15/pdf/2021-19858.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5.52 in Connection With the Minimum Initial Quote Size Requirement for Market-Makers https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19857.html https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19857.html Wed, 15 Sep 2021 00:00:00 -0700 2021-19857 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-15/pdf/2021-19857.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19856.html https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19856.html Wed, 15 Sep 2021 00:00:00 -0700 2021-19856 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-15/pdf/2021-19856.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19855.html https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19855.html Wed, 15 Sep 2021 00:00:00 -0700 2021-19855 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-15/pdf/2021-19855.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19854.html https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19854.html Wed, 15 Sep 2021 00:00:00 -0700 2021-19854 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-15/pdf/2021-19854.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830 https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19853.html https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19853.html Wed, 15 Sep 2021 00:00:00 -0700 2021-19853 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-15/pdf/2021-19853.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830 as set Forth in SR-NYSE-2020-76 https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19852.html https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19852.html Wed, 15 Sep 2021 00:00:00 -0700 2021-19852 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-15/pdf/2021-19852.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19851.html https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19851.html Wed, 15 Sep 2021 00:00:00 -0700 2021-19851 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-15/pdf/2021-19851.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Establish the “Extended Trading Close” and a New “Extended Trading Close” Order Type https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19850.html https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19850.html Wed, 15 Sep 2021 00:00:00 -0700 2021-19850 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-15/pdf/2021-19850.pdf Notice - High Income Securities Fund https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19820.html https://regulations.justia.com/regulations/fedreg/2021/09/15/2021-19820.html Wed, 15 Sep 2021 00:00:00 -0700 2021-19820 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-15/pdf/2021-19820.pdf