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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/08?registers=between
Notice - MainStay CBRE Global Infrastructure Megatrends Fund, et al.
https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19489.html
https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19489.htmlWed, 08 Sep 2021 00:00:00 -07002021-19489Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19489.pdfNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate LTSE Rule 11.420 (Order Audit Trail System (“OATS”) Requirements)
https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19296.html
https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19296.htmlWed, 08 Sep 2021 00:00:00 -07002021-19296Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19296.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delete the Order Audit Trail System Rules in the Rule 7400 Series
https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19295.html
https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19295.htmlWed, 08 Sep 2021 00:00:00 -07002021-19295Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19295.pdfNotice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing of a Proposed Rule Change To Establish a Retail Midpoint Liquidity Program
https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19294.html
https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19294.htmlWed, 08 Sep 2021 00:00:00 -07002021-19294Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19294.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Franklin Responsibly Sourced Gold ETF Under NYSE Arca Rule 8.201-E
https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19293.html
https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19293.htmlWed, 08 Sep 2021 00:00:00 -07002021-19293Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19293.pdfNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Requirements of Section 102.06 of the NYSE Listed Company Manual To Allow an Acquisition Company To Contribute a Portion of Its Trust Account to a New Acquisition Company and Spin-Off the New Acquisition Company to Its Shareholders
https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19292.html
https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19292.htmlWed, 08 Sep 2021 00:00:00 -07002021-19292Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19292.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Dates of FINRA Rules 0180 (Application of Rules to Security-Based Swaps) and 4240 (Margin Requirements for Credit Default Swaps) and Amend FINRA Rule 4240 To Add Supplementary Material .02
https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19291.html
https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19291.htmlWed, 08 Sep 2021 00:00:00 -07002021-19291Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19291.pdfNotice - Investment Managers Series Trust and Hamilton Lane Advisors, L.L.C.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19289.html
https://regulations.justia.com/regulations/fedreg/2021/09/08/2021-19289.htmlWed, 08 Sep 2021 00:00:00 -07002021-19289Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-08/pdf/2021-19289.pdf