<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/03?registers=between Sun, 22 Dec 2024 20:08:34 -0800 Sun, 22 Dec 2024 20:08:34 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/03?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 and Amendment No. 2, To Adopt FINRA Rule 4111 (Restricted Firm Obligations) and FINRA Rule 9561 (Procedures for Regulating Activities Under Rule 4111) https://regulations.justia.com/regulations/fedreg/2021/09/03/C1-2021-16671.html https://regulations.justia.com/regulations/fedreg/2021/09/03/C1-2021-16671.html Fri, 03 Sep 2021 00:00:00 -0700 C1-2021-16671 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/C1-2021-16671.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19290.html https://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19290.html Fri, 03 Sep 2021 00:00:00 -0700 2021-19290 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/2021-19290.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Add the Sponsored GC Service and Make Other Changes https://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19046.html https://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19046.html Fri, 03 Sep 2021 00:00:00 -0700 2021-19046 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/2021-19046.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Period for Specified Commentaries to Rules 7.35A and 7.35C and Temporary Rule Relief in Rule 36.30 https://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19045.html https://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19045.html Fri, 03 Sep 2021 00:00:00 -0700 2021-19045 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/2021-19045.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19030.html https://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19030.html Fri, 03 Sep 2021 00:00:00 -0700 2021-19030 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/2021-19030.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19029.html https://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19029.html Fri, 03 Sep 2021 00:00:00 -0700 2021-19029 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/2021-19029.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19028.html https://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19028.html Fri, 03 Sep 2021 00:00:00 -0700 2021-19028 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/2021-19028.pdf