Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/03?limit=200®isters=between&mode=atom2024-12-22T19:24:18-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2021/09/03/C1-2021-16671.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 and Amendment No. 2, To Adopt FINRA Rule 4111 (Restricted Firm Obligations) and FINRA Rule 9561 (Procedures for Regulating Activities Under Rule 4111)2021-09-03T00:00:00-07:002021-09-03T00:00:00-07:00C1-2021-16671Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/C1-2021-16671.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19290.htmlNotice - Sunshine Act Meetings2021-09-03T00:00:00-07:002021-09-03T00:00:00-07:002021-19290Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/2021-19290.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19046.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Add the Sponsored GC Service and Make Other Changes2021-09-03T00:00:00-07:002021-09-03T00:00:00-07:002021-19046Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/2021-19046.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19045.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Period for Specified Commentaries to Rules 7.35A and 7.35C and Temporary Rule Relief in Rule 36.302021-09-03T00:00:00-07:002021-09-03T00:00:00-07:002021-19045Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/2021-19045.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19030.htmlNotice - Submission for OMB Review; Comment Request2021-09-03T00:00:00-07:002021-09-03T00:00:00-07:002021-19030Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/2021-19030.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19029.htmlNotice - Submission for OMB Review; Comment Request2021-09-03T00:00:00-07:002021-09-03T00:00:00-07:002021-19029Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/2021-19029.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/03/2021-19028.htmlNotice - Submission for OMB Review; Comment Request2021-09-03T00:00:00-07:002021-09-03T00:00:00-07:002021-19028Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-03/pdf/2021-19028.pdf