<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/02?registers=between Sat, 19 Jul 2025 15:36:02 -0700 Sat, 19 Jul 2025 15:36:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/02?registers=between Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amendment No. 1 and Notice of No Objection to Advance Notice, as Modified by Amendment No. 1, To Add the Sponsored GC Service and Make Other Changes https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18950.html https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18950.html Thu, 02 Sep 2021 00:00:00 -0700 2021-18950 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18950.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the MIAX Pearl Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Ports https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18949.html https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18949.html Thu, 02 Sep 2021 00:00:00 -0700 2021-18949 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18949.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the MIAX Pearl Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18948.html https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18948.html Thu, 02 Sep 2021 00:00:00 -0700 2021-18948 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18948.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18947.html https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18947.html Thu, 02 Sep 2021 00:00:00 -0700 2021-18947 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18947.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18946.html https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18946.html Thu, 02 Sep 2021 00:00:00 -0700 2021-18946 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18946.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Form CMA (Continuing Membership Application Form) https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18945.html https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18945.html Thu, 02 Sep 2021 00:00:00 -0700 2021-18945 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18945.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC, MIAX Emerald, LLC, and MIAX PEARL, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend Fees for Purge Ports https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18944.html https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18944.html Thu, 02 Sep 2021 00:00:00 -0700 2021-18944 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18944.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Nasdaq Rule 5750 (Proxy Portfolio Shares) To Provide for the Use of Custom Baskets Consistent With the Exemptive Relief Issued Pursuant to the Investment Company Act of 1940 Applicable to a Series of Proxy Portfolio Shares https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18943.html https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18943.html Thu, 02 Sep 2021 00:00:00 -0700 2021-18943 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18943.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC and MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18942.html https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18942.html Thu, 02 Sep 2021 00:00:00 -0700 2021-18942 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18942.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the Clearing Rules, Clearing Procedures, Finance Procedures, Delivery Procedures, CDS Procedures, Membership Procedures, Complaint Resolution Procedures, and General Contract Terms https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18941.html https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18941.html Thu, 02 Sep 2021 00:00:00 -0700 2021-18941 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18941.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18927.html https://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18927.html Thu, 02 Sep 2021 00:00:00 -0700 2021-18927 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18927.pdf