Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/02?limit=200®isters=between&mode=atom2024-12-22T18:14:16-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18950.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Amendment No. 1 and Notice of No Objection to Advance Notice, as Modified by Amendment No. 1, To Add the Sponsored GC Service and Make Other Changes2021-09-02T00:00:00-07:002021-09-02T00:00:00-07:002021-18950Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18950.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18949.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the MIAX Pearl Options Fee Schedule To Increase the Monthly Fees for MIAX Express Network Full Service Ports2021-09-02T00:00:00-07:002021-09-02T00:00:00-07:002021-18949Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18949.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18948.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the MIAX Pearl Options Fee Schedule To Remove Certain Credits and Increase Trading Permit Fees2021-09-02T00:00:00-07:002021-09-02T00:00:00-07:002021-18948Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18948.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18947.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC2021-09-02T00:00:00-07:002021-09-02T00:00:00-07:002021-18947Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18947.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18946.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Schedule of Wireless Connectivity Fees and Charges To Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey2021-09-02T00:00:00-07:002021-09-02T00:00:00-07:002021-18946Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18946.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18945.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Form CMA (Continuing Membership Application Form)2021-09-02T00:00:00-07:002021-09-02T00:00:00-07:002021-18945Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18945.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18944.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC, MIAX Emerald, LLC, and MIAX PEARL, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend Fees for Purge Ports2021-09-02T00:00:00-07:002021-09-02T00:00:00-07:002021-18944Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18944.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18943.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Amend Nasdaq Rule 5750 (Proxy Portfolio Shares) To Provide for the Use of Custom Baskets Consistent With the Exemptive Relief Issued Pursuant to the Investment Company Act of 1940 Applicable to a Series of Proxy Portfolio Shares2021-09-02T00:00:00-07:002021-09-02T00:00:00-07:002021-18943Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18943.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18942.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC and MIAX Emerald, LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Establish Fees for the Exchanges' cToM Market Data Products2021-09-02T00:00:00-07:002021-09-02T00:00:00-07:002021-18942Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18942.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18941.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Granting Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the Clearing Rules, Clearing Procedures, Finance Procedures, Delivery Procedures, CDS Procedures, Membership Procedures, Complaint Resolution Procedures, and General Contract Terms2021-09-02T00:00:00-07:002021-09-02T00:00:00-07:002021-18941Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18941.pdfhttps://regulations.justia.com/regulations/fedreg/2021/09/02/2021-18927.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402021-09-02T00:00:00-07:002021-09-02T00:00:00-07:002021-18927Noticehttps://www.govinfo.gov/content/pkg/FR-2021-09-02/pdf/2021-18927.pdf