<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/01?registers=between Thu, 17 Jul 2025 13:26:22 -0700 Thu, 17 Jul 2025 13:26:22 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/09/01?registers=between Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2021/09/01/2021-18908.html https://regulations.justia.com/regulations/fedreg/2021/09/01/2021-18908.html Wed, 01 Sep 2021 00:00:00 -0700 2021-18908 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-01/pdf/2021-18908.pdf Notice - Request for Information and Comments on Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches; Information and Comments on Investment Adviser Use of Technology To Develop and Provide Investment Advice https://regulations.justia.com/regulations/fedreg/2021/09/01/2021-18901.html https://regulations.justia.com/regulations/fedreg/2021/09/01/2021-18901.html Wed, 01 Sep 2021 00:00:00 -0700 2021-18901 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-01/pdf/2021-18901.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Term “Related Party Transactions” Under Section 314.00 of the NYSE Listed Company Manual https://regulations.justia.com/regulations/fedreg/2021/09/01/2021-18802.html https://regulations.justia.com/regulations/fedreg/2021/09/01/2021-18802.html Wed, 01 Sep 2021 00:00:00 -0700 2021-18802 Notice https://www.govinfo.gov/content/pkg/FR-2021-09-01/pdf/2021-18802.pdf