<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/08/31?registers=between Mon, 23 Jun 2025 04:34:54 -0700 Mon, 23 Jun 2025 04:34:54 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/08/31?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18700.html https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18700.html Tue, 31 Aug 2021 00:00:00 -0700 2021-18700 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18700.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18699.html https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18699.html Tue, 31 Aug 2021 00:00:00 -0700 2021-18699 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18699.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18698.html https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18698.html Tue, 31 Aug 2021 00:00:00 -0700 2021-18698 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18698.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18697.html https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18697.html Tue, 31 Aug 2021 00:00:00 -0700 2021-18697 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18697.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18696.html https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18696.html Tue, 31 Aug 2021 00:00:00 -0700 2021-18696 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18696.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18695.html https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18695.html Tue, 31 Aug 2021 00:00:00 -0700 2021-18695 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18695.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Remove the Early Unwind Intraday Charge, Change the Treatment of Short-Term Treasuries, and Make Other Changes https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18678.html https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18678.html Tue, 31 Aug 2021 00:00:00 -0700 2021-18678 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18678.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-7240-1 https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18677.html https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18677.html Tue, 31 Aug 2021 00:00:00 -0700 2021-18677 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18677.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 3 To Adopt an Enhanced Market Quality Program https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18676.html https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18676.html Tue, 31 Aug 2021 00:00:00 -0700 2021-18676 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18676.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Governance Playbook, ICC Risk Management Framework, and ICC Treasury Operations Policies and Procedures https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18675.html https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18675.html Tue, 31 Aug 2021 00:00:00 -0700 2021-18675 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18675.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Director “Business Relationships” Provision and Definition of “Family Member” for Purposes of LTSE Rule 14.405(a)(2) and Supplementary Material .01 (Definition of Independence) https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18674.html https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18674.html Tue, 31 Aug 2021 00:00:00 -0700 2021-18674 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18674.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Modify Listing Rule IM-5101-2 To Permit an Acquisition Company To Contribute a Portion of Its Deposit Account to Another Entity in a Spin-off or Similar Corporate Transaction https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18673.html https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18673.html Tue, 31 Aug 2021 00:00:00 -0700 2021-18673 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18673.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Confidential Information, Market Disruption Events, Systems Disconnect, and Other Changes https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18672.html https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18672.html Tue, 31 Aug 2021 00:00:00 -0700 2021-18672 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18672.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Confidential Information, Market Disruption Events, Systems Disconnect, and Other Changes https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18671.html https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18671.html Tue, 31 Aug 2021 00:00:00 -0700 2021-18671 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18671.pdf Notice - Self-Regulatory Organizations; Depository Trust Company; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Confidential Information, Market Disruption Events, Systems Disconnect, and Other Changes https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18670.html https://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18670.html Tue, 31 Aug 2021 00:00:00 -0700 2021-18670 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18670.pdf