Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/08/31?limit=200®isters=between&mode=atom2024-12-22T23:37:06-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18700.htmlNotice - Proposed Collection; Comment Request2021-08-31T00:00:00-07:002021-08-31T00:00:00-07:002021-18700Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18700.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18699.htmlNotice - Proposed Collection; Comment Request2021-08-31T00:00:00-07:002021-08-31T00:00:00-07:002021-18699Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18699.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18698.htmlNotice - Proposed Collection; Comment Request2021-08-31T00:00:00-07:002021-08-31T00:00:00-07:002021-18698Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18698.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18697.htmlNotice - Proposed Collection; Comment Request2021-08-31T00:00:00-07:002021-08-31T00:00:00-07:002021-18697Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18697.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18696.htmlNotice - Proposed Collection; Comment Request2021-08-31T00:00:00-07:002021-08-31T00:00:00-07:002021-18696Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18696.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18695.htmlNotice - Proposed Collection; Comment Request2021-08-31T00:00:00-07:002021-08-31T00:00:00-07:002021-18695Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18695.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18678.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Remove the Early Unwind Intraday Charge, Change the Treatment of Short-Term Treasuries, and Make Other Changes2021-08-31T00:00:00-07:002021-08-31T00:00:00-07:002021-18678Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18678.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18677.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-7240-12021-08-31T00:00:00-07:002021-08-31T00:00:00-07:002021-18677Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18677.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18676.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 7, Section 3 To Adopt an Enhanced Market Quality Program2021-08-31T00:00:00-07:002021-08-31T00:00:00-07:002021-18676Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18676.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18675.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Governance Playbook, ICC Risk Management Framework, and ICC Treasury Operations Policies and Procedures2021-08-31T00:00:00-07:002021-08-31T00:00:00-07:002021-18675Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18675.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18674.htmlNotice - Self-Regulatory Organizations; Long-Term Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Director “Business Relationships” Provision and Definition of “Family Member” for Purposes of LTSE Rule 14.405(a)(2) and Supplementary Material .01 (Definition of Independence)2021-08-31T00:00:00-07:002021-08-31T00:00:00-07:002021-18674Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18674.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18673.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Modify Listing Rule IM-5101-2 To Permit an Acquisition Company To Contribute a Portion of Its Deposit Account to Another Entity in a Spin-off or Similar Corporate Transaction2021-08-31T00:00:00-07:002021-08-31T00:00:00-07:002021-18673Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18673.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18672.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Confidential Information, Market Disruption Events, Systems Disconnect, and Other Changes2021-08-31T00:00:00-07:002021-08-31T00:00:00-07:002021-18672Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18672.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18671.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Confidential Information, Market Disruption Events, Systems Disconnect, and Other Changes2021-08-31T00:00:00-07:002021-08-31T00:00:00-07:002021-18671Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18671.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/31/2021-18670.htmlNotice - Self-Regulatory Organizations; Depository Trust Company; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Confidential Information, Market Disruption Events, Systems Disconnect, and Other Changes2021-08-31T00:00:00-07:002021-08-31T00:00:00-07:002021-18670Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-31/pdf/2021-18670.pdf