<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/08/24?registers=between Sun, 22 Dec 2024 13:44:03 -0800 Sun, 22 Dec 2024 13:44:03 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/08/24?registers=between Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Amend Rule 13.15, Which Governs the Exchange's Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18123.html https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18123.html Tue, 24 Aug 2021 00:00:00 -0700 2021-18123 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18123.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX's Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18122.html https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18122.html Tue, 24 Aug 2021 00:00:00 -0700 2021-18122 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18122.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18121.html https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18121.html Tue, 24 Aug 2021 00:00:00 -0700 2021-18121 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18121.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Allow the Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish an Intra-Day NAV and an End-of-Day NAV https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18120.html https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18120.html Tue, 24 Aug 2021 00:00:00 -0700 2021-18120 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18120.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Disapproving a Proposed Rule Change To Amend Its Rules Establishing Maximum Fee Rates To Be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18119.html https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18119.html Tue, 24 Aug 2021 00:00:00 -0700 2021-18119 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18119.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 17 (Kill Switch) https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18118.html https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18118.html Tue, 24 Aug 2021 00:00:00 -0700 2021-18118 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18118.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Phlx Rules at Options 8, Section 34, FLEX Index, Equity, and Currency Options, To Extend the Maximum Expiration Term for FLEX Index and Equity Options https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18117.html https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18117.html Tue, 24 Aug 2021 00:00:00 -0700 2021-18117 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18117.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18109.html https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18109.html Tue, 24 Aug 2021 00:00:00 -0700 2021-18109 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18109.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18106.html https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18106.html Tue, 24 Aug 2021 00:00:00 -0700 2021-18106 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18106.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18105.html https://regulations.justia.com/regulations/fedreg/2021/08/24/2021-18105.html Tue, 24 Aug 2021 00:00:00 -0700 2021-18105 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-24/pdf/2021-18105.pdf