<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/08/18?registers=between Thu, 26 Jun 2025 21:54:30 -0700 Thu, 26 Jun 2025 21:54:30 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/08/18?registers=between Notice - Self-Regulatory Organizations; NYSEARCA, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.34-E https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17673.html https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17673.html Wed, 18 Aug 2021 00:00:00 -0700 2021-17673 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-18/pdf/2021-17673.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF (“IWM”) https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17672.html https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17672.html Wed, 18 Aug 2021 00:00:00 -0700 2021-17672 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-18/pdf/2021-17672.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, as Modified by Partial Amendment No. 1, Relating to the ICE Clear Europe Clearing Membership Policy and Clearing Membership Procedures https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17671.html https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17671.html Wed, 18 Aug 2021 00:00:00 -0700 2021-17671 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-18/pdf/2021-17671.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts) https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17670.html https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17670.html Wed, 18 Aug 2021 00:00:00 -0700 2021-17670 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-18/pdf/2021-17670.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of ConvexityShares 1x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts) https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17669.html https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17669.html Wed, 18 Aug 2021 00:00:00 -0700 2021-17669 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-18/pdf/2021-17669.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Modify Certain Pricing Limitations for Companies Listing in Connection With a Direct Listing Primary Offering https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17668.html https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17668.html Wed, 18 Aug 2021 00:00:00 -0700 2021-17668 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-18/pdf/2021-17668.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17667.html https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17667.html Wed, 18 Aug 2021 00:00:00 -0700 2021-17667 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-18/pdf/2021-17667.pdf Notice - Notice of Application for the Amendment of Substituted Compliance Determination Regarding Security-Based Swap Entities Subject to Regulation in the Federal Republic of Germany; Proposed Amendments to Order https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17644.html https://regulations.justia.com/regulations/fedreg/2021/08/18/2021-17644.html Wed, 18 Aug 2021 00:00:00 -0700 2021-17644 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-18/pdf/2021-17644.pdf