<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/08/16?registers=between Sat, 28 Jun 2025 04:51:01 -0700 Sat, 28 Jun 2025 04:51:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/08/16?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/08/16/2021-17624.html https://regulations.justia.com/regulations/fedreg/2021/08/16/2021-17624.html Mon, 16 Aug 2021 00:00:00 -0700 2021-17624 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-16/pdf/2021-17624.pdf Notice - Notice of Substituted Compliance Application Submitted by UBS AG and Credit Suisse AG in Connection With Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers Subject to Regulation in the Swiss Confederation; Proposed Order https://regulations.justia.com/regulations/fedreg/2021/08/16/2021-17424.html https://regulations.justia.com/regulations/fedreg/2021/08/16/2021-17424.html Mon, 16 Aug 2021 00:00:00 -0700 2021-17424 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-16/pdf/2021-17424.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 14.11(m) (Tracking Fund Shares) To Provide for the Use of Custom Baskets Consistent With the Exemptive Relief Issued Pursuant to the Investment Company Act of 1940 Applicable to a Series of Tracking Fund Shares https://regulations.justia.com/regulations/fedreg/2021/08/16/2021-17412.html https://regulations.justia.com/regulations/fedreg/2021/08/16/2021-17412.html Mon, 16 Aug 2021 00:00:00 -0700 2021-17412 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-16/pdf/2021-17412.pdf Rule - Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Correction https://regulations.justia.com/regulations/fedreg/2021/08/16/2021-16960.html https://regulations.justia.com/regulations/fedreg/2021/08/16/2021-16960.html Mon, 16 Aug 2021 00:00:00 -0700 2021-16960 Rule https://www.govinfo.gov/content/pkg/FR-2021-08-16/pdf/2021-16960.pdf