Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/08/16?limit=200&registers=between&mode=atom 2024-12-22T23:59:15-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/08/16/2021-17624.html Notice - Sunshine Act Meetings 2021-08-16T00:00:00-07:00 2021-08-16T00:00:00-07:00 2021-17624 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-16/pdf/2021-17624.pdf https://regulations.justia.com/regulations/fedreg/2021/08/16/2021-17424.html Notice - Notice of Substituted Compliance Application Submitted by UBS AG and Credit Suisse AG in Connection With Certain Requirements Applicable to Non-U.S. Security-Based Swap Dealers Subject to Regulation in the Swiss Confederation; Proposed Order 2021-08-16T00:00:00-07:00 2021-08-16T00:00:00-07:00 2021-17424 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-16/pdf/2021-17424.pdf https://regulations.justia.com/regulations/fedreg/2021/08/16/2021-17412.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 14.11(m) (Tracking Fund Shares) To Provide for the Use of Custom Baskets Consistent With the Exemptive Relief Issued Pursuant to the Investment Company Act of 1940 Applicable to a Series of Tracking Fund Shares 2021-08-16T00:00:00-07:00 2021-08-16T00:00:00-07:00 2021-17412 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-16/pdf/2021-17412.pdf https://regulations.justia.com/regulations/fedreg/2021/08/16/2021-16960.html Rule - Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Correction 2021-08-16T00:00:00-07:00 2021-08-16T00:00:00-07:00 2021-16960 Rule https://www.govinfo.gov/content/pkg/FR-2021-08-16/pdf/2021-16960.pdf