<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/08/12?registers=between Sun, 22 Dec 2024 23:31:35 -0800 Sun, 22 Dec 2024 23:31:35 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/08/12?registers=between Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt Listing Rules Related to Board Diversity and To Offer Certain Listed Companies Access to a Complimentary Board Recruiting Service https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17179.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17179.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17179 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17179.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17178.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17178.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17178 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17178.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NOM's Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17177.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17177.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17177 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17177.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17176.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17176.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17176 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17176.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Certain Rules To Accommodate the Listing and Trading of Micro FLEX Index Options and To Make Other Clarifying and Nonsubstantive Changes https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17175.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17175.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17175 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17175.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17174.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17174.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17174 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17174.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 8.601-E (Active Proxy Portfolio Shares) To Provide for the Use of Custom Baskets https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17173.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17173.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17173 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17173.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17172.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17172.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17172 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17172.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Allow Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish Multiple Intraday Net Asset Values https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17170.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17170.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17170 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17170.pdf Notice - Proposed Collection[s]; Comment Request https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17161.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17161.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17161 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17161.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17160.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17160.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17160 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17160.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17159.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17159.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17159 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17159.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17158.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17158.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17158 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17158.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17157.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17157.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17157 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17157.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17156.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17156.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17156 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17156.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17155.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17155.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17155 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17155.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17154.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17154.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17154 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17154.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17153.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17153.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17153 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17153.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17076.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17076.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17076 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17076.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17075.html https://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17075.html Thu, 12 Aug 2021 00:00:00 -0700 2021-17075 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17075.pdf