Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/08/12?limit=200®isters=between&mode=atom2024-12-22T23:19:01-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17179.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt Listing Rules Related to Board Diversity and To Offer Certain Listed Companies Access to a Complimentary Board Recruiting Service2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17179Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17179.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17178.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17178Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17178.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17177.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NOM's Options Regulatory Fee2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17177Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17177.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17176.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and Fee Schedule2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17176Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17176.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17175.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Amend Certain Rules To Accommodate the Listing and Trading of Micro FLEX Index Options and To Make Other Clarifying and Nonsubstantive Changes2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17175Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17175.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17174.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Options Regulatory Fee2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17174Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17174.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17173.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Amend Rule 8.601-E (Active Proxy Portfolio Shares) To Provide for the Use of Custom Baskets2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17173Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17173.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17172.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Options Regulatory Fee2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17172Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17172.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17170.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Allow Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish Multiple Intraday Net Asset Values2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17170Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17170.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17161.htmlNotice - Proposed Collection[s]; Comment Request2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17161Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17161.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17160.htmlNotice - Proposed Collection; Comment Request2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17160Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17160.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17159.htmlNotice - Proposed Collection; Comment Request2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17159Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17159.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17158.htmlNotice - Proposed Collection; Comment Request2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17158Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17158.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17157.htmlNotice - Proposed Collection; Comment Request2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17157Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17157.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17156.htmlNotice - Proposed Collection; Comment Request2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17156Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17156.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17155.htmlNotice - Proposed Collection; Comment Request2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17155Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17155.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17154.htmlNotice - Proposed Collection; Comment Request2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17154Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17154.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17153.htmlNotice - Proposed Collection; Comment Request2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17153Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17153.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17076.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17076Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17076.pdfhttps://regulations.justia.com/regulations/fedreg/2021/08/12/2021-17075.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice to Establish the Securities Financing Transaction Clearing Service and Make Other Changes2021-08-12T00:00:00-07:002021-08-12T00:00:00-07:002021-17075Noticehttps://www.govinfo.gov/content/pkg/FR-2021-08-12/pdf/2021-17075.pdf