<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/08/05?registers=between Wed, 02 Jul 2025 17:46:44 -0700 Wed, 02 Jul 2025 17:46:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/08/05?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reformat the Basic Rates Section of the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2021/08/05/2021-16678.html https://regulations.justia.com/regulations/fedreg/2021/08/05/2021-16678.html Thu, 05 Aug 2021 00:00:00 -0700 2021-16678 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-05/pdf/2021-16678.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Options 4 Listing Rules https://regulations.justia.com/regulations/fedreg/2021/08/05/2021-16677.html https://regulations.justia.com/regulations/fedreg/2021/08/05/2021-16677.html Thu, 05 Aug 2021 00:00:00 -0700 2021-16677 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-05/pdf/2021-16677.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 4 Listing Rules https://regulations.justia.com/regulations/fedreg/2021/08/05/2021-16676.html https://regulations.justia.com/regulations/fedreg/2021/08/05/2021-16676.html Thu, 05 Aug 2021 00:00:00 -0700 2021-16676 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-05/pdf/2021-16676.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE National, Inc.; NYSE American LLC; NYSE Chicago, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Each of the Exchange's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles https://regulations.justia.com/regulations/fedreg/2021/08/05/2021-16675.html https://regulations.justia.com/regulations/fedreg/2021/08/05/2021-16675.html Thu, 05 Aug 2021 00:00:00 -0700 2021-16675 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-05/pdf/2021-16675.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend NYSE Arca's Co-Location Services and Fee Schedule To Add Two Partial Cabinet Solution Bundles https://regulations.justia.com/regulations/fedreg/2021/08/05/2021-16674.html https://regulations.justia.com/regulations/fedreg/2021/08/05/2021-16674.html Thu, 05 Aug 2021 00:00:00 -0700 2021-16674 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-05/pdf/2021-16674.pdf Notice - Notice of Intention To Cancel Registration of Certain Municipal Advisors Pursuant to Section 15b(c)(3) of the Securities Exchange Act of 1934 https://regulations.justia.com/regulations/fedreg/2021/08/05/2021-16673.html https://regulations.justia.com/regulations/fedreg/2021/08/05/2021-16673.html Thu, 05 Aug 2021 00:00:00 -0700 2021-16673 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-05/pdf/2021-16673.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules How the System Ranks FLEX Option Bids and Offers for Allocation Purposes https://regulations.justia.com/regulations/fedreg/2021/08/05/2021-16672.html https://regulations.justia.com/regulations/fedreg/2021/08/05/2021-16672.html Thu, 05 Aug 2021 00:00:00 -0700 2021-16672 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-05/pdf/2021-16672.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 and Amendment No. 2, To Adopt FINRA Rule 4111 (Restricted Firm Obligations) and FINRA Rule 9561 (Procedures for Regulating Activities Under Rule 4111) https://regulations.justia.com/regulations/fedreg/2021/08/05/2021-16671.html https://regulations.justia.com/regulations/fedreg/2021/08/05/2021-16671.html Thu, 05 Aug 2021 00:00:00 -0700 2021-16671 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-05/pdf/2021-16671.pdf Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2021/08/05/2021-16658.html https://regulations.justia.com/regulations/fedreg/2021/08/05/2021-16658.html Thu, 05 Aug 2021 00:00:00 -0700 2021-16658 Notice https://www.govinfo.gov/content/pkg/FR-2021-08-05/pdf/2021-16658.pdf