Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/07?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-05-09T15:30:55-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2021/07/30/2021-16234.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Sprott ESG Gold ETF Under NYSE Arca Rule 8.201-E2021-07-30T00:00:00-07:002021-07-30T00:00:00-07:002021-16234Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-30/pdf/2021-16234.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/30/2021-16233.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICE Clear Credit Operating Agreement and Governance Playbook2021-07-30T00:00:00-07:002021-07-30T00:00:00-07:002021-16233Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-30/pdf/2021-16233.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/30/2021-16232.htmlNotice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to the Clearing of Single-Name Credit Default Swaps by U.S. Customers2021-07-30T00:00:00-07:002021-07-30T00:00:00-07:002021-16232Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-30/pdf/2021-16232.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/30/2021-16231.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Opening Process2021-07-30T00:00:00-07:002021-07-30T00:00:00-07:002021-16231Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-30/pdf/2021-16231.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/30/2021-16230.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Opening Process2021-07-30T00:00:00-07:002021-07-30T00:00:00-07:002021-16230Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-30/pdf/2021-16230.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/30/2021-16229.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Opening Process2021-07-30T00:00:00-07:002021-07-30T00:00:00-07:002021-16229Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-30/pdf/2021-16229.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/30/2021-16228.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule2021-07-30T00:00:00-07:002021-07-30T00:00:00-07:002021-16228Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-30/pdf/2021-16228.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/30/2021-16227.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to the ICE Clear Europe Articles of Association2021-07-30T00:00:00-07:002021-07-30T00:00:00-07:002021-16227Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-30/pdf/2021-16227.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/30/2021-16226.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Opening Process2021-07-30T00:00:00-07:002021-07-30T00:00:00-07:002021-16226Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-30/pdf/2021-16226.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/30/2021-14888.htmlProposed Rule - Regulatory Flexibility Agenda2021-07-30T00:00:00-07:002021-07-30T00:00:00-07:002021-14888Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2021-07-30/pdf/2021-14888.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/29/2021-16122.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, To Make Permanent Commentaries to Rule 7.35A and Commentaries to Rule 7.35B and To Make Related Changes to Rules 7.32, 7.35C, 46B, and 472021-07-29T00:00:00-07:002021-07-29T00:00:00-07:002021-16122Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-29/pdf/2021-16122.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/29/2021-16121.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the Kryptoin Bitcoin ETF Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2021-07-29T00:00:00-07:002021-07-29T00:00:00-07:002021-16121Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-29/pdf/2021-16121.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/28/2021-15994.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2 at Section 4, Obligations of Market Makers and Lead Market Makers and Section 5, Market Maker Quotations2021-07-28T00:00:00-07:002021-07-28T00:00:00-07:002021-15994Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-28/pdf/2021-15994.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/28/2021-15993.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Proposed Rule Change Relating to the ICC Exercise Procedures2021-07-28T00:00:00-07:002021-07-28T00:00:00-07:002021-15993Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-28/pdf/2021-15993.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/28/2021-15991.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Establish the “Extended Trading Close” and a New “Extended Trading Close” Order Type2021-07-28T00:00:00-07:002021-07-28T00:00:00-07:002021-15991Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-28/pdf/2021-15991.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/28/2021-15317.htmlRule - Adoption of Updated EDGAR Filer Manual2021-07-28T00:00:00-07:002021-07-28T00:00:00-07:002021-15317Rulehttps://www.govinfo.gov/content/pkg/FR-2021-07-28/pdf/2021-15317.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/27/2021-15943.htmlNotice - Proposed Collection; Comment Request2021-07-27T00:00:00-07:002021-07-27T00:00:00-07:002021-15943Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-27/pdf/2021-15943.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/26/2021-15936.htmlNotice - Sunshine Act Meetings2021-07-26T00:00:00-07:002021-07-26T00:00:00-07:002021-15936Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-26/pdf/2021-15936.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/26/2021-15907.htmlNotice - Sunshine Act Meeting; Cancellation2021-07-26T00:00:00-07:002021-07-26T00:00:00-07:002021-15907Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-26/pdf/2021-15907.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/26/2021-15832.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM2021-07-26T00:00:00-07:002021-07-26T00:00:00-07:002021-15832Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-26/pdf/2021-15832.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/26/2021-15822.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules To Add New Subparagraph (i)(4) to Rule 7.312021-07-26T00:00:00-07:002021-07-26T00:00:00-07:002021-15822Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-26/pdf/2021-15822.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/26/2021-15819.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM2021-07-26T00:00:00-07:002021-07-26T00:00:00-07:002021-15819Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-26/pdf/2021-15819.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/26/2021-15814.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Equities Fee Schedule2021-07-26T00:00:00-07:002021-07-26T00:00:00-07:002021-15814Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-26/pdf/2021-15814.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/26/2021-15812.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2021-07-26T00:00:00-07:002021-07-26T00:00:00-07:002021-15812Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-26/pdf/2021-15812.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/26/2021-15811.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect an Amendment to the Application and Exemptive Order Governing Shares of Active Proxy Portfolio Shares Issued by T. Rowe Price Exchange-Traded Funds, Inc. Which Are Listed and Traded on the Exchange2021-07-26T00:00:00-07:002021-07-26T00:00:00-07:002021-15811Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-26/pdf/2021-15811.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/26/2021-15810.htmlNotice - Joint Industry Plan; Order Instituting Proceedings To Determine Whether To Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail2021-07-26T00:00:00-07:002021-07-26T00:00:00-07:002021-15810Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-26/pdf/2021-15810.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/26/2021-15809.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for the Complex PRIME Agency Order Credit2021-07-26T00:00:00-07:002021-07-26T00:00:00-07:002021-15809Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-26/pdf/2021-15809.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/23/2021-15655.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Cambiar Large Cap ETF, Cambiar Small Cap ETF and Cambiar SMID ETF2021-07-23T00:00:00-07:002021-07-23T00:00:00-07:002021-15655Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-23/pdf/2021-15655.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/23/2021-15654.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change To Modify the Rules & Procedures of National Securities Clearing Corporation in Connection With the Implementation of Section 1446(f) of the Internal Revenue Code of 19862021-07-23T00:00:00-07:002021-07-23T00:00:00-07:002021-15654Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-23/pdf/2021-15654.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/22/2021-15549.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits at Equity 7, Section 118(a)2021-07-22T00:00:00-07:002021-07-22T00:00:00-07:002021-15549Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-22/pdf/2021-15549.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/22/2021-15548.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers in Rule 7.122021-07-22T00:00:00-07:002021-07-22T00:00:00-07:002021-15548Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-22/pdf/2021-15548.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/22/2021-15546.htmlNotice - Investment Company Act Release No. 34334; 812-15244; MVP Private Markets Fund, et al.2021-07-22T00:00:00-07:002021-07-22T00:00:00-07:002021-15546Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-22/pdf/2021-15546.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/22/2021-15545.htmlNotice - Capital Southwest Corporation, et al.; Notice of Application2021-07-22T00:00:00-07:002021-07-22T00:00:00-07:002021-15545Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-22/pdf/2021-15545.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/22/2021-15424.htmlProposed Rule - Credit Risk Retention-Notification of Extension of Review Period2021-07-22T00:00:00-07:002021-07-22T00:00:00-07:002021-15424Proposed Rulehttps://www.govinfo.gov/content/pkg/FR-2021-07-22/pdf/2021-15424.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/21/2021-15463.htmlNotice - Uncommon Investment Funds Trust and Uncommon Investment Advisors LLC2021-07-21T00:00:00-07:002021-07-21T00:00:00-07:002021-15463Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-21/pdf/2021-15463.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/21/2021-15443.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Partial Amendment No. 1 and Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the Clearing Rules, Clearing Procedures, Finance Procedures, Delivery Procedures, CDS Procedures, Membership Procedures, Complaint Resolution Procedures, and General Contract Terms2021-07-21T00:00:00-07:002021-07-21T00:00:00-07:002021-15443Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-21/pdf/2021-15443.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/21/2021-15441.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules Relating to Trading Halts During the Global Trading Hours Session2021-07-21T00:00:00-07:002021-07-21T00:00:00-07:002021-15441Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-21/pdf/2021-15441.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/21/2021-15437.htmlNotice - Proposed Collection; Comment Request2021-07-21T00:00:00-07:002021-07-21T00:00:00-07:002021-15437Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-21/pdf/2021-15437.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/21/2021-15435.htmlNotice - Submission for OMB Review; Comment Request2021-07-21T00:00:00-07:002021-07-21T00:00:00-07:002021-15435Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-21/pdf/2021-15435.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/21/2021-15434.htmlNotice - Submission for OMB Review; Comment Request2021-07-21T00:00:00-07:002021-07-21T00:00:00-07:002021-15434Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-21/pdf/2021-15434.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/21/2021-15433.htmlNotice - Submission for OMB Review; Comment Request2021-07-21T00:00:00-07:002021-07-21T00:00:00-07:002021-15433Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-21/pdf/2021-15433.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/21/2021-15432.htmlNotice - Submission for OMB Review; Comment Request2021-07-21T00:00:00-07:002021-07-21T00:00:00-07:002021-15432Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-21/pdf/2021-15432.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/21/2021-15431.htmlNotice - Submission for OMB Review; Comment Request2021-07-21T00:00:00-07:002021-07-21T00:00:00-07:002021-15431Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-21/pdf/2021-15431.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/21/2021-15430.htmlNotice - Submission for OMB Review; Comment Request2021-07-21T00:00:00-07:002021-07-21T00:00:00-07:002021-15430Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-21/pdf/2021-15430.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/21/2021-15429.htmlNotice - Submission for OMB Review; Comment Request2021-07-21T00:00:00-07:002021-07-21T00:00:00-07:002021-15429Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-21/pdf/2021-15429.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/21/2021-15428.htmlNotice - For Submission; Comment Request2021-07-21T00:00:00-07:002021-07-21T00:00:00-07:002021-15428Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-21/pdf/2021-15428.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/21/2021-15427.htmlNotice - Proposed Collection; Comment Request2021-07-21T00:00:00-07:002021-07-21T00:00:00-07:002021-15427Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-21/pdf/2021-15427.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/21/2021-15426.htmlNotice - Proposed Collection; Comment Request; Extension: Rule 22c-22021-07-21T00:00:00-07:002021-07-21T00:00:00-07:002021-15426Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-21/pdf/2021-15426.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15472.htmlNotice - Sunshine Act Meetings2021-07-20T00:00:00-07:002021-07-20T00:00:00-07:002021-15472Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15472.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15345.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consisting of Modifications to the Text of the Rules and the Procedures, of the Service Guide for the DTC Canadian-Link Service and the DTC Operational Arrangements Relating to the Elimination of the Canadian Dollar Settlement Feature of the Canadian-Link Service2021-07-20T00:00:00-07:002021-07-20T00:00:00-07:002021-15345Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15345.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15344.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 47032021-07-20T00:00:00-07:002021-07-20T00:00:00-07:002021-15344Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15344.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15343.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Eliminate the Opt-In Functionality Offered Under the Lead Market Maker Pricing2021-07-20T00:00:00-07:002021-07-20T00:00:00-07:002021-15343Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15343.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15342.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule2021-07-20T00:00:00-07:002021-07-20T00:00:00-07:002021-15342Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15342.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15341.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule by Adopting a New Single Market Participant Identifier Investor Tier2021-07-20T00:00:00-07:002021-07-20T00:00:00-07:002021-15341Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15341.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15340.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Listing Fee Schedule2021-07-20T00:00:00-07:002021-07-20T00:00:00-07:002021-15340Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15340.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15339.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Phlx Rules2021-07-20T00:00:00-07:002021-07-20T00:00:00-07:002021-15339Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15339.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15338.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical and Other Non-Substantive Changes Within FINRA Rules2021-07-20T00:00:00-07:002021-07-20T00:00:00-07:002021-15338Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15338.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15337.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Governance Playbook, ICC Risk Management Framework, and ICC Treasury Operations Policies and Procedures2021-07-20T00:00:00-07:002021-07-20T00:00:00-07:002021-15337Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15337.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15336.htmlNotice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates2021-07-20T00:00:00-07:002021-07-20T00:00:00-07:002021-15336Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15336.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15335.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2021-07-20T00:00:00-07:002021-07-20T00:00:00-07:002021-15335Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15335.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15199.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Revise the Definitions of Retail Orders and Retail Liquidity Provider Orders and Disseminate a Retail Liquidity Identifier Under the IEX Retail Price Improvement Program2021-07-19T00:00:00-07:002021-07-19T00:00:00-07:002021-15199Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15199.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15198.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 5, Market Maker Quotations2021-07-19T00:00:00-07:002021-07-19T00:00:00-07:002021-15198Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15198.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15197.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the NYDIG Bitcoin ETF Under NYSE Arca Rule 8.201-E2021-07-19T00:00:00-07:002021-07-19T00:00:00-07:002021-15197Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15197.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15196.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 5, Market Maker Quotations2021-07-19T00:00:00-07:002021-07-19T00:00:00-07:002021-15196Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15196.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15195.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 5, Electronic Market Maker Obligations and Quoting Requirements2021-07-19T00:00:00-07:002021-07-19T00:00:00-07:002021-15195Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15195.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15194.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To List and Trade Shares of the WisdomTree Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2021-07-19T00:00:00-07:002021-07-19T00:00:00-07:002021-15194Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15194.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15193.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule With Respect to Certain Fees Related to Qualified Contingent Cross Orders and the Clearing Trading Permit Holder Fee Cap2021-07-19T00:00:00-07:002021-07-19T00:00:00-07:002021-15193Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15193.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15192.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Wise Origin Bitcoin Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares2021-07-19T00:00:00-07:002021-07-19T00:00:00-07:002021-15192Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15192.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15191.htmlNotice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as Boston Security Token Exchange LLC2021-07-19T00:00:00-07:002021-07-19T00:00:00-07:002021-15191Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15191.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15190.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 5, Market Maker Quotations2021-07-19T00:00:00-07:002021-07-19T00:00:00-07:002021-15190Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15190.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15189.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework2021-07-19T00:00:00-07:002021-07-19T00:00:00-07:002021-15189Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15189.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15188.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework2021-07-19T00:00:00-07:002021-07-19T00:00:00-07:002021-15188Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15188.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15187.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework2021-07-19T00:00:00-07:002021-07-19T00:00:00-07:002021-15187Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15187.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/19/2021-15186.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 3301A and 3301B2021-07-19T00:00:00-07:002021-07-19T00:00:00-07:002021-15186Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-19/pdf/2021-15186.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/16/2021-15165.htmlNotice - DoubleLine Opportunistic Credit, et al;2021-07-16T00:00:00-07:002021-07-16T00:00:00-07:002021-15165Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-16/pdf/2021-15165.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/16/2021-15103.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Partial Amendment No. 2 and Order Granting Accelerated Approval To Proposed Rule Change, as Modified by Partial Amendment No. 2, To Amend NYSE Rules 7.35 and 7.35A2021-07-16T00:00:00-07:002021-07-16T00:00:00-07:002021-15103Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-16/pdf/2021-15103.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/15/2021-15039.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 2, To Amend NYSE Rule 7.35C2021-07-15T00:00:00-07:002021-07-15T00:00:00-07:002021-15039Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-15/pdf/2021-15039.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/15/2021-15038.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Fee Schedule To Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center2021-07-15T00:00:00-07:002021-07-15T00:00:00-07:002021-15038Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-15/pdf/2021-15038.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/15/2021-15037.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule2021-07-15T00:00:00-07:002021-07-15T00:00:00-07:002021-15037Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-15/pdf/2021-15037.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/15/2021-15036.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule2021-07-15T00:00:00-07:002021-07-15T00:00:00-07:002021-15036Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-15/pdf/2021-15036.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/15/2021-15035.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule2021-07-15T00:00:00-07:002021-07-15T00:00:00-07:002021-15035Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-15/pdf/2021-15035.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/15/2021-15034.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for Purge Ports2021-07-15T00:00:00-07:002021-07-15T00:00:00-07:002021-15034Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-15/pdf/2021-15034.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/15/2021-15033.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for Purge Ports2021-07-15T00:00:00-07:002021-07-15T00:00:00-07:002021-15033Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-15/pdf/2021-15033.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/15/2021-15032.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Fees for Purge Ports2021-07-15T00:00:00-07:002021-07-15T00:00:00-07:002021-15032Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-15/pdf/2021-15032.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/15/2021-15031.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for the cToM Market Data Product2021-07-15T00:00:00-07:002021-07-15T00:00:00-07:002021-15031Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-15/pdf/2021-15031.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/15/2021-15030.htmlNotice - Self-Regulatory Organizations; MIAX Emerald, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for the cToM Market Data Product2021-07-15T00:00:00-07:002021-07-15T00:00:00-07:002021-15030Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-15/pdf/2021-15030.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/15/2021-15015.htmlNotice - Fidelity Beach Street Trust, et al.2021-07-15T00:00:00-07:002021-07-15T00:00:00-07:002021-15015Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-15/pdf/2021-15015.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/14/2021-14904.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Remove References and Fees Associated With the 10Gb Fiber Connection2021-07-14T00:00:00-07:002021-07-14T00:00:00-07:002021-14904Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-14/pdf/2021-14904.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/14/2021-14901.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rule 6.10 To Introduce a Voluntary Multilateral Compression Service for SPX Options2021-07-14T00:00:00-07:002021-07-14T00:00:00-07:002021-14901Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-14/pdf/2021-14901.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/14/2021-14900.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Options Fee Schedule To Remove References and Fees Associated With the 10Gb Fiber Connection2021-07-14T00:00:00-07:002021-07-14T00:00:00-07:002021-14900Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-14/pdf/2021-14900.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14802.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the FICC Government Securities Division Rulebook, FICC Mortgage-Backed Securities Division Clearing Rules, and FICC Mortgage-Backed Securities Division EPN Rules2021-07-13T00:00:00-07:002021-07-13T00:00:00-07:002021-14802Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14802.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14800.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Listing Rule 5910 To Establish Entry and All-Inclusive Annual Listing Fees for Companies Listing Under IM-5101-2 on the Nasdaq Global Market2021-07-13T00:00:00-07:002021-07-13T00:00:00-07:002021-14800Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14800.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14799.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify Listing Rule IM-5101-2 To Permit an Acquisition Company To Contribute a Portion of Its Deposit Account to Another Entity in a Spin-Off or Similar Corporate Transaction2021-07-13T00:00:00-07:002021-07-13T00:00:00-07:002021-14799Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14799.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14798.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List2021-07-13T00:00:00-07:002021-07-13T00:00:00-07:002021-14798Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14798.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14797.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes2021-07-13T00:00:00-07:002021-07-13T00:00:00-07:002021-14797Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14797.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14796.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes2021-07-13T00:00:00-07:002021-07-13T00:00:00-07:002021-14796Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14796.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14795.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Reorganizations Service Guide2021-07-13T00:00:00-07:002021-07-13T00:00:00-07:002021-14795Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14795.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14794.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule2021-07-13T00:00:00-07:002021-07-13T00:00:00-07:002021-14794Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14794.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14793.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903 To Limit Short Term Options Series Intervals2021-07-13T00:00:00-07:002021-07-13T00:00:00-07:002021-14793Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14793.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14792.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 6.4-O To Limit Short Term Options Series Intervals2021-07-13T00:00:00-07:002021-07-13T00:00:00-07:002021-14792Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14792.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14791.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Relating To Confidential Information, Market Disruption Events, and Other Changes2021-07-13T00:00:00-07:002021-07-13T00:00:00-07:002021-14791Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14791.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14790.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust Under NYSE Arca Rule 8.201-E2021-07-13T00:00:00-07:002021-07-13T00:00:00-07:002021-14790Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14790.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14788.htmlNotice - Hartford Funds Exchange-Traded Trust, et al.2021-07-13T00:00:00-07:002021-07-13T00:00:00-07:002021-14788Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14788.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14787.htmlNotice - Commonwealth Credit Partners BDC I, Inc., et al.2021-07-13T00:00:00-07:002021-07-13T00:00:00-07:002021-14787Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14787.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/12/2021-14892.htmlNotice - Sunshine Act Meetings2021-07-12T00:00:00-07:002021-07-12T00:00:00-07:002021-14892Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-12/pdf/2021-14892.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/12/2021-14734.htmlNotice - Public Availability of the Securities and Exchange Commission's FY2018 Service Contract Inventory2021-07-12T00:00:00-07:002021-07-12T00:00:00-07:002021-14734Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-12/pdf/2021-14734.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/12/2021-14695.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a New Data Product To Be Known as Short Sale Volume Data2021-07-12T00:00:00-07:002021-07-12T00:00:00-07:002021-14695Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-12/pdf/2021-14695.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/12/2021-14694.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a New Data Product To Be Known as Short Sale Volume Data2021-07-12T00:00:00-07:002021-07-12T00:00:00-07:002021-14694Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-12/pdf/2021-14694.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/12/2021-14693.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a New Data Product To Be Known as Short Sale Volume Data2021-07-12T00:00:00-07:002021-07-12T00:00:00-07:002021-14693Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-12/pdf/2021-14693.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/12/2021-14691.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Introduce a New Data Product To Be Known as Short Sale Volume Data2021-07-12T00:00:00-07:002021-07-12T00:00:00-07:002021-14691Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-12/pdf/2021-14691.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/09/2021-14651.htmlNotice - New Age Alpha Trust and New Age Alpha Advisors, LLC2021-07-09T00:00:00-07:002021-07-09T00:00:00-07:002021-14651Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-09/pdf/2021-14651.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/09/2021-14606.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts)2021-07-09T00:00:00-07:002021-07-09T00:00:00-07:002021-14606Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-09/pdf/2021-14606.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/09/2021-14391.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change for New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O2021-07-09T00:00:00-07:002021-07-09T00:00:00-07:002021-14391Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-09/pdf/2021-14391.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/08/2021-14607.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of ConvexityShares 1x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts)2021-07-08T00:00:00-07:002021-07-08T00:00:00-07:002021-14607Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-08/pdf/2021-14607.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/08/2021-14583.htmlNotice - Submission for OMB Review; Comment Request2021-07-08T00:00:00-07:002021-07-08T00:00:00-07:002021-14583Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-08/pdf/2021-14583.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/08/2021-14581.htmlNotice - Submission for OMB Review; Comment Request2021-07-08T00:00:00-07:002021-07-08T00:00:00-07:002021-14581Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-08/pdf/2021-14581.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/08/2021-14580.htmlNotice - Submission for OMB Review; Comment Request2021-07-08T00:00:00-07:002021-07-08T00:00:00-07:002021-14580Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-08/pdf/2021-14580.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/08/2021-14579.htmlNotice - Proposed Collection; Comment Request2021-07-08T00:00:00-07:002021-07-08T00:00:00-07:002021-14579Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-08/pdf/2021-14579.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/08/2021-14500.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reformat the Section of the NYSE Price List Setting Forth Credits Applicable to Supplemental Liquidity Providers2021-07-08T00:00:00-07:002021-07-08T00:00:00-07:002021-14500Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-08/pdf/2021-14500.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/07/2021-14390.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change To Modify the Calculation of the MBSD VaR Floor To Incorporate a Minimum Margin Amount2021-07-07T00:00:00-07:002021-07-07T00:00:00-07:002021-14390Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-07/pdf/2021-14390.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/07/2021-14389.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 11.22(i) To Identify the Current Day Consolidated High and Low Prices2021-07-07T00:00:00-07:002021-07-07T00:00:00-07:002021-14389Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-07/pdf/2021-14389.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/07/2021-14388.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Credits and Charges at Equity 7, Section 118(a)2021-07-07T00:00:00-07:002021-07-07T00:00:00-07:002021-14388Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-07/pdf/2021-14388.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/07/2021-14387.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 13.8(b) To Identify the Current Day Consolidated High and Low Prices2021-07-07T00:00:00-07:002021-07-07T00:00:00-07:002021-14387Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-07/pdf/2021-14387.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/07/2021-14386.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 13.8(b) To Identify the Current Day Consolidated High and Low Prices2021-07-07T00:00:00-07:002021-07-07T00:00:00-07:002021-14386Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-07/pdf/2021-14386.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/07/2021-14385.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Content of the Cboe One Feed Under Rule 11.22(j) To Identify the Current Day Consolidated High and Low Prices2021-07-07T00:00:00-07:002021-07-07T00:00:00-07:002021-14385Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-07/pdf/2021-14385.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/06/2021-14427.htmlNotice - Sunshine Act Meetings2021-07-06T00:00:00-07:002021-07-06T00:00:00-07:002021-14427Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-06/pdf/2021-14427.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/06/2021-14426.htmlNotice - Sunshine Act Meeting; Cancellation2021-07-06T00:00:00-07:002021-07-06T00:00:00-07:002021-14426Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-06/pdf/2021-14426.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/06/2021-14263.htmlNotice - Proposed Collection; Comment Request2021-07-06T00:00:00-07:002021-07-06T00:00:00-07:002021-14263Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-06/pdf/2021-14263.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/06/2021-14261.htmlNotice - BNY Mellon Alcentra Opportunistic Global Credit Income Fund and BNY Mellon Investment Adviser, Inc.2021-07-06T00:00:00-07:002021-07-06T00:00:00-07:002021-14261Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-06/pdf/2021-14261.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/06/2021-14254.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges2021-07-06T00:00:00-07:002021-07-06T00:00:00-07:002021-14254Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-06/pdf/2021-14254.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/02/2021-14381.htmlNotice - Sunshine Act Meetings2021-07-02T00:00:00-07:002021-07-02T00:00:00-07:002021-14381Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-02/pdf/2021-14381.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/01/2021-14013.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Exclude a National Best Bid or Offer From the Calculation of the BZX Official Closing Price, as Provided in Rule 11.23(c)(2)(B)(ii)(b), That Is Outside the Bands Provided Under the Plan To Address Extraordinary Market Volatility2021-07-01T00:00:00-07:002021-07-01T00:00:00-07:002021-14013Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-01/pdf/2021-14013.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/01/2021-14012.htmlNotice - Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on a Proposed Amendment to the National Market System Plan Governing the Consolidated Audit Trail2021-07-01T00:00:00-07:002021-07-01T00:00:00-07:002021-14012Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-01/pdf/2021-14012.pdfhttps://regulations.justia.com/regulations/fedreg/2021/07/01/2021-14006.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402021-07-01T00:00:00-07:002021-07-01T00:00:00-07:002021-14006Noticehttps://www.govinfo.gov/content/pkg/FR-2021-07-01/pdf/2021-14006.pdf