<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/07/20?registers=between Wed, 25 Jun 2025 14:35:41 -0700 Wed, 25 Jun 2025 14:35:41 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/07/20?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15472.html https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15472.html Tue, 20 Jul 2021 00:00:00 -0700 2021-15472 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15472.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Consisting of Modifications to the Text of the Rules and the Procedures, of the Service Guide for the DTC Canadian-Link Service and the DTC Operational Arrangements Relating to the Elimination of the Canadian Dollar Settlement Feature of the Canadian-Link Service https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15345.html https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15345.html Tue, 20 Jul 2021 00:00:00 -0700 2021-15345 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15345.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rule 4703 https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15344.html https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15344.html Tue, 20 Jul 2021 00:00:00 -0700 2021-15344 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15344.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Eliminate the Opt-In Functionality Offered Under the Lead Market Maker Pricing https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15343.html https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15343.html Tue, 20 Jul 2021 00:00:00 -0700 2021-15343 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15343.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15342.html https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15342.html Tue, 20 Jul 2021 00:00:00 -0700 2021-15342 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15342.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule by Adopting a New Single Market Participant Identifier Investor Tier https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15341.html https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15341.html Tue, 20 Jul 2021 00:00:00 -0700 2021-15341 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15341.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Listing Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15340.html https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15340.html Tue, 20 Jul 2021 00:00:00 -0700 2021-15340 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15340.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Phlx Rules https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15339.html https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15339.html Tue, 20 Jul 2021 00:00:00 -0700 2021-15339 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15339.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical and Other Non-Substantive Changes Within FINRA Rules https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15338.html https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15338.html Tue, 20 Jul 2021 00:00:00 -0700 2021-15338 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15338.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change Relating to the ICC Governance Playbook, ICC Risk Management Framework, and ICC Treasury Operations Policies and Procedures https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15337.html https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15337.html Tue, 20 Jul 2021 00:00:00 -0700 2021-15337 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15337.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees and Rebates https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15336.html https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15336.html Tue, 20 Jul 2021 00:00:00 -0700 2021-15336 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15336.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15335.html https://regulations.justia.com/regulations/fedreg/2021/07/20/2021-15335.html Tue, 20 Jul 2021 00:00:00 -0700 2021-15335 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-20/pdf/2021-15335.pdf