<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/07/13?registers=between Sat, 28 Jun 2025 12:26:08 -0700 Sat, 28 Jun 2025 12:26:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/07/13?registers=between Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the FICC Government Securities Division Rulebook, FICC Mortgage-Backed Securities Division Clearing Rules, and FICC Mortgage-Backed Securities Division EPN Rules https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14802.html https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14802.html Tue, 13 Jul 2021 00:00:00 -0700 2021-14802 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14802.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Listing Rule 5910 To Establish Entry and All-Inclusive Annual Listing Fees for Companies Listing Under IM-5101-2 on the Nasdaq Global Market https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14800.html https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14800.html Tue, 13 Jul 2021 00:00:00 -0700 2021-14800 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14800.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify Listing Rule IM-5101-2 To Permit an Acquisition Company To Contribute a Portion of Its Deposit Account to Another Entity in a Spin-Off or Similar Corporate Transaction https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14799.html https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14799.html Tue, 13 Jul 2021 00:00:00 -0700 2021-14799 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14799.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14798.html https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14798.html Tue, 13 Jul 2021 00:00:00 -0700 2021-14798 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14798.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14797.html https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14797.html Tue, 13 Jul 2021 00:00:00 -0700 2021-14797 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14797.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14796.html https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14796.html Tue, 13 Jul 2021 00:00:00 -0700 2021-14796 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14796.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Reorganizations Service Guide https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14795.html https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14795.html Tue, 13 Jul 2021 00:00:00 -0700 2021-14795 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14795.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14794.html https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14794.html Tue, 13 Jul 2021 00:00:00 -0700 2021-14794 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14794.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 903 To Limit Short Term Options Series Intervals https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14793.html https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14793.html Tue, 13 Jul 2021 00:00:00 -0700 2021-14793 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14793.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 6.4-O To Limit Short Term Options Series Intervals https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14792.html https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14792.html Tue, 13 Jul 2021 00:00:00 -0700 2021-14792 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14792.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change Relating To Confidential Information, Market Disruption Events, and Other Changes https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14791.html https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14791.html Tue, 13 Jul 2021 00:00:00 -0700 2021-14791 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14791.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14790.html https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14790.html Tue, 13 Jul 2021 00:00:00 -0700 2021-14790 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14790.pdf Notice - Hartford Funds Exchange-Traded Trust, et al. https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14788.html https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14788.html Tue, 13 Jul 2021 00:00:00 -0700 2021-14788 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14788.pdf Notice - Commonwealth Credit Partners BDC I, Inc., et al. https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14787.html https://regulations.justia.com/regulations/fedreg/2021/07/13/2021-14787.html Tue, 13 Jul 2021 00:00:00 -0700 2021-14787 Notice https://www.govinfo.gov/content/pkg/FR-2021-07-13/pdf/2021-14787.pdf