<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/06/28?registers=between Fri, 10 May 2024 04:34:21 -0700 Fri, 10 May 2024 04:34:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/06/28?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13845.html https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13845.html Mon, 28 Jun 2021 00:00:00 -0700 2021-13845 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13845.pdf Notice - Sunshine Act Meeting; Cancellation https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13813.html https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13813.html Mon, 28 Jun 2021 00:00:00 -0700 2021-13813 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13813.pdf Notice - Capital Southwest Corporation https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13664.html https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13664.html Mon, 28 Jun 2021 00:00:00 -0700 2021-13664 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13664.pdf Notice - Lord Abbett Floating Rate High Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13663.html https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13663.html Mon, 28 Jun 2021 00:00:00 -0700 2021-13663 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13663.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Regarding Ports https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13660.html https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13660.html Mon, 28 Jun 2021 00:00:00 -0700 2021-13660 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13660.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13659.html https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13659.html Mon, 28 Jun 2021 00:00:00 -0700 2021-13659 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13659.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3 https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13658.html https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13658.html Mon, 28 Jun 2021 00:00:00 -0700 2021-13658 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13658.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees, at Equity 7, Section 118(e) https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13657.html https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13657.html Mon, 28 Jun 2021 00:00:00 -0700 2021-13657 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13657.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options 2, Section 4 (Obligations of Market Makers) https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13656.html https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13656.html Mon, 28 Jun 2021 00:00:00 -0700 2021-13656 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13656.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options 2, Section 4 (Obligations of Market Makers) https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13655.html https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13655.html Mon, 28 Jun 2021 00:00:00 -0700 2021-13655 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13655.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 2, Section 4 (Obligations of Market Makers), Options 4, Section 3 (Criteria for Underlying Securities), Options 4, Section 8 (Long-Term Options Contracts), and Options 4A, Section 12 (Terms of Index Options Contracts) https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13654.html https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13654.html Mon, 28 Jun 2021 00:00:00 -0700 2021-13654 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13654.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend Rule 2165 (Financial Exploitation of Specified Adults) https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13653.html https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13653.html Mon, 28 Jun 2021 00:00:00 -0700 2021-13653 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13653.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Temporary Remote Inspection Relief to IEX Members for Calendar Year 2021 https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13652.html https://regulations.justia.com/regulations/fedreg/2021/06/28/2021-13652.html Mon, 28 Jun 2021 00:00:00 -0700 2021-13652 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-28/pdf/2021-13652.pdf