<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/06/24?registers=between Sat, 11 May 2024 05:37:32 -0700 Sat, 11 May 2024 05:37:32 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/06/24?registers=between Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend the Supplemental Liquidity Deposit Requirements https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13413.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13413.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13413 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13413.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule for the Complex PRIME (“cPRIME”) Agency Order Credit https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13288.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13288.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13288 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13288.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Add the Sponsored GC Service and Make Other Changes https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13287.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13287.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13287 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13287.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 1210 (Registration Requirements) and 1240 (Continuing Education Requirements) https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13286.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13286.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13286 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13286.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Equity 4, Rules 4702 and 4703 in Light of Planned Changes to the System https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13285.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13285.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13285 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13285.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Its Fees Schedule https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13284.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13284.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13284 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13284.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule Relating to the Sale of Historical Intraday Open-Close Volume Data https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13283.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13283.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13283 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13283.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Open-Close Data Fees https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13282.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13282.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13282 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13282.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Open-Close Data Fees https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13281.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13281.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13281 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13281.pdf Notice - Calamos-Avenue Opportunities Fund and Calamos Avenue Management, LLC https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13280.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13280.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13280 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13280.pdf Notice - First Eagle Alternative Capital BDC, Inc., et al. https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13278.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13278.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13278 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13278.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Pearl Options Fee Schedule To Adopt Fees for a New Data Product Known as the Liquidity Taker Event Report https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13251.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13251.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13251 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13251.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule To Adopt Fees for a New Data Product Known as the Liquidity Taker Event Report https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13248.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13248.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13248 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13248.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Cboe BZX Exchange, Inc.; Cboe C2 Exchange, Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc.; Cboe Exchange, Inc.; NASDAQ BX, Inc.; Nasdaq GEMX, LLC; Nasdaq ISE, LLC; Nasdaq MRX, LLC; NASDAQ PHLX LLC and The NASDAQ Stock Market LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13247.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13247.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13247 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13247.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC (“BSTX”) https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13246.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13246.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13246 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13246.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds and an Exchange-Traded Note https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13245.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13245.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13245 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13245.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Cboe Rules 5.37 and 5.38 in Connection With Allocations at the Conclusion of the Exchange's Automated Improvement Mechanism (“AIM”) and Complex AIM (“C-AIM”) Auctions https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13244.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13244.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13244 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13244.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13243.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13243.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13243 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13243.pdf Notice - Asset Management Advisory Committee; Meeting https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13206.html https://regulations.justia.com/regulations/fedreg/2021/06/24/2021-13206.html Thu, 24 Jun 2021 00:00:00 -0700 2021-13206 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-24/pdf/2021-13206.pdf