<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/06/17?registers=between Sun, 22 Dec 2024 12:15:54 -0800 Sun, 22 Dec 2024 12:15:54 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/06/17?registers=between Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Its Rules To Prohibit Member Organizations From Seeking Reimbursement, in Certain Circumstances, From Issuers for Forwarding Proxy and Other Materials to Beneficial Owners https://regulations.justia.com/regulations/fedreg/2021/06/17/2021-12752.html https://regulations.justia.com/regulations/fedreg/2021/06/17/2021-12752.html Thu, 17 Jun 2021 00:00:00 -0700 2021-12752 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-17/pdf/2021-12752.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change Amending the NYSE American Equities Price List and Fee Schedule To Establish Pricing for Orders Designated as Retail Orders https://regulations.justia.com/regulations/fedreg/2021/06/17/2021-12750.html https://regulations.justia.com/regulations/fedreg/2021/06/17/2021-12750.html Thu, 17 Jun 2021 00:00:00 -0700 2021-12750 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-17/pdf/2021-12750.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend Its Rules Establishing Maximum Fee Rates To Be Charged by Member Organizations for Forwarding Proxy and Other Materials to Beneficial Owners https://regulations.justia.com/regulations/fedreg/2021/06/17/2021-12748.html https://regulations.justia.com/regulations/fedreg/2021/06/17/2021-12748.html Thu, 17 Jun 2021 00:00:00 -0700 2021-12748 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-17/pdf/2021-12748.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List https://regulations.justia.com/regulations/fedreg/2021/06/17/2021-12747.html https://regulations.justia.com/regulations/fedreg/2021/06/17/2021-12747.html Thu, 17 Jun 2021 00:00:00 -0700 2021-12747 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-17/pdf/2021-12747.pdf Notice - Schwab Strategic Trust, et al. https://regulations.justia.com/regulations/fedreg/2021/06/17/2021-12746.html https://regulations.justia.com/regulations/fedreg/2021/06/17/2021-12746.html Thu, 17 Jun 2021 00:00:00 -0700 2021-12746 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-17/pdf/2021-12746.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/06/17/2021-12745.html https://regulations.justia.com/regulations/fedreg/2021/06/17/2021-12745.html Thu, 17 Jun 2021 00:00:00 -0700 2021-12745 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-17/pdf/2021-12745.pdf