<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/06/11?registers=between Sun, 22 Dec 2024 12:40:25 -0800 Sun, 22 Dec 2024 12:40:25 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/06/11?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE Arca Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/06/11/2021-12250.html https://regulations.justia.com/regulations/fedreg/2021/06/11/2021-12250.html Fri, 11 Jun 2021 00:00:00 -0700 2021-12250 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-11/pdf/2021-12250.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/06/11/2021-12249.html https://regulations.justia.com/regulations/fedreg/2021/06/11/2021-12249.html Fri, 11 Jun 2021 00:00:00 -0700 2021-12249 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-11/pdf/2021-12249.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fees Schedule To Adopt a New Floor Broker Incentive Program and To Make a Clarifying Change to the Definition of Facilitation Orders https://regulations.justia.com/regulations/fedreg/2021/06/11/2021-12248.html https://regulations.justia.com/regulations/fedreg/2021/06/11/2021-12248.html Fri, 11 Jun 2021 00:00:00 -0700 2021-12248 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-11/pdf/2021-12248.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change Relating to the ICE Clear Europe Articles of Association https://regulations.justia.com/regulations/fedreg/2021/06/11/2021-12247.html https://regulations.justia.com/regulations/fedreg/2021/06/11/2021-12247.html Fri, 11 Jun 2021 00:00:00 -0700 2021-12247 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-11/pdf/2021-12247.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Offer Certain Listed Companies Access to a Complimentary Board Recruiting Solution To Help Advance Diversity on Company Boards https://regulations.justia.com/regulations/fedreg/2021/06/11/2021-12246.html https://regulations.justia.com/regulations/fedreg/2021/06/11/2021-12246.html Fri, 11 Jun 2021 00:00:00 -0700 2021-12246 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-11/pdf/2021-12246.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Listing Rules Related to Board Diversity https://regulations.justia.com/regulations/fedreg/2021/06/11/2021-12245.html https://regulations.justia.com/regulations/fedreg/2021/06/11/2021-12245.html Fri, 11 Jun 2021 00:00:00 -0700 2021-12245 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-11/pdf/2021-12245.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Calculation of the MBSD VaR Floor To Incorporate a Minimum Margin Amount https://regulations.justia.com/regulations/fedreg/2021/06/11/2021-12244.html https://regulations.justia.com/regulations/fedreg/2021/06/11/2021-12244.html Fri, 11 Jun 2021 00:00:00 -0700 2021-12244 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-11/pdf/2021-12244.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Rules in Connection With the Number of Legs of a Complex Order That May Be Entered on a Single Order Ticket at the Time of Systemization https://regulations.justia.com/regulations/fedreg/2021/06/11/2021-12243.html https://regulations.justia.com/regulations/fedreg/2021/06/11/2021-12243.html Fri, 11 Jun 2021 00:00:00 -0700 2021-12243 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-11/pdf/2021-12243.pdf Rule - Recordkeeping and Reporting Requirements for Security-Based Swap Dealers, Major Security-Based Swap Participants, and Broker-Dealers; Correction https://regulations.justia.com/regulations/fedreg/2021/06/11/2021-11572.html https://regulations.justia.com/regulations/fedreg/2021/06/11/2021-11572.html Fri, 11 Jun 2021 00:00:00 -0700 2021-11572 Rule https://www.govinfo.gov/content/pkg/FR-2021-06-11/pdf/2021-11572.pdf