<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/06/09?registers=between Tue, 19 Aug 2025 17:41:24 -0700 Tue, 19 Aug 2025 17:41:24 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/06/09?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12104.html https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12104.html Wed, 09 Jun 2021 00:00:00 -0700 2021-12104 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-09/pdf/2021-12104.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12103.html https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12103.html Wed, 09 Jun 2021 00:00:00 -0700 2021-12103 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-09/pdf/2021-12103.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12102.html https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12102.html Wed, 09 Jun 2021 00:00:00 -0700 2021-12102 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-09/pdf/2021-12102.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Options 7, Section 1, “General Provisions” and Section 2, “BX Options Market-Fees and Rebates” https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12032.html https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12032.html Wed, 09 Jun 2021 00:00:00 -0700 2021-12032 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-09/pdf/2021-12032.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Supplemental Inventory Schedule Pursuant to FINRA Rule 4524 (Supplemental FOCUS Information) https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12031.html https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12031.html Wed, 09 Jun 2021 00:00:00 -0700 2021-12031 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-09/pdf/2021-12031.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the Nuveen Santa Barbara Dividend Growth ETF, Nuveen Small Cap Select ETF, and Nuveen Winslow Large-Cap Growth ESG ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares) https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12029.html https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12029.html Wed, 09 Jun 2021 00:00:00 -0700 2021-12029 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-09/pdf/2021-12029.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, To Adopt Proposed Rule 6439 (Requirements for Member Inter-Dealer Quotation Systems) and Rescind the Rules Related to the OTC Bulletin Board Service https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12026.html https://regulations.justia.com/regulations/fedreg/2021/06/09/2021-12026.html Wed, 09 Jun 2021 00:00:00 -0700 2021-12026 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-09/pdf/2021-12026.pdf