<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/06/03?registers=between Sun, 12 May 2024 19:10:39 -0700 Sun, 12 May 2024 19:10:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/06/03?registers=between Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, To Amend Equity 4, Rule 4754 Relating to the Limit Up-Limit Down Closing Cross https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11693.html https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11693.html Thu, 03 Jun 2021 00:00:00 -0700 2021-11693 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-03/pdf/2021-11693.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing of Proposed Rule Change To Amend BOX Rule 5050 (Series of Options Contracts Open for Trading) To Limit Short Term Options Series Intervals https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11691.html https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11691.html Thu, 03 Jun 2021 00:00:00 -0700 2021-11691 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-03/pdf/2021-11691.pdf Notice - Joint Industry Plan; Order Approving the Fiftieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis, as Modified by Amendment Nos. 1 and 2 https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11687.html https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11687.html Thu, 03 Jun 2021 00:00:00 -0700 2021-11687 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-03/pdf/2021-11687.pdf Notice - Consolidated Tape Association; Order Approving the Thirty-Sixth Substantive Amendment to the Second Restatement of the CTA Plan and the Twenty-Seventh Substantive Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11686.html https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11686.html Thu, 03 Jun 2021 00:00:00 -0700 2021-11686 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-03/pdf/2021-11686.pdf Notice - Franklin Templeton Co-Investing Interval Fund, et al. https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11614.html https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11614.html Thu, 03 Jun 2021 00:00:00 -0700 2021-11614 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-03/pdf/2021-11614.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.54 and Rule 3.10 https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11613.html https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11613.html Thu, 03 Jun 2021 00:00:00 -0700 2021-11613 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-03/pdf/2021-11613.pdf Notice - Self-Regulatory Organizations; Long-Term Stock Exchange; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Temporary Reduction in the Initial Listing Fee https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11612.html https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11612.html Thu, 03 Jun 2021 00:00:00 -0700 2021-11612 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-03/pdf/2021-11612.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11611.html https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11611.html Thu, 03 Jun 2021 00:00:00 -0700 2021-11611 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-03/pdf/2021-11611.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To List and Trade Shares of the American Century Sustainable Growth ETF https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11610.html https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11610.html Thu, 03 Jun 2021 00:00:00 -0700 2021-11610 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-03/pdf/2021-11610.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Align the Exchange's Rulebook With the Rulebook of Its Affiliated Exchange, Cboe Options, Inc. (“Cboe Options”) and Make Other Formatting Changes https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11609.html https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11609.html Thu, 03 Jun 2021 00:00:00 -0700 2021-11609 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-03/pdf/2021-11609.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate the Per-Transaction Fee for Late and Corrective Reports to the FINRA/Nasdaq TRF and To Increase the Participation Fee https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11608.html https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11608.html Thu, 03 Jun 2021 00:00:00 -0700 2021-11608 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-03/pdf/2021-11608.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules How the System Ranks FLEX Option Bids and Offers for Allocation Purposes https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11607.html https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11607.html Thu, 03 Jun 2021 00:00:00 -0700 2021-11607 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-03/pdf/2021-11607.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Establish OCC's Persistent Minimum Skin-In-The-Game https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11606.html https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11606.html Thu, 03 Jun 2021 00:00:00 -0700 2021-11606 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-03/pdf/2021-11606.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Advance Notice To Add the Sponsored GC Service and Make Other Changes https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11605.html https://regulations.justia.com/regulations/fedreg/2021/06/03/2021-11605.html Thu, 03 Jun 2021 00:00:00 -0700 2021-11605 Notice https://www.govinfo.gov/content/pkg/FR-2021-06-03/pdf/2021-11605.pdf