<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/05/26?registers=between Sun, 22 Dec 2024 07:50:36 -0800 Sun, 22 Dec 2024 07:50:36 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/05/26?registers=between Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Listing Rules Applicable to Special Purpose Acquisition Companies Whose Business Plan Is To Complete One or More Business Combinations https://regulations.justia.com/regulations/fedreg/2021/05/26/2021-11099.html https://regulations.justia.com/regulations/fedreg/2021/05/26/2021-11099.html Wed, 26 May 2021 00:00:00 -0700 2021-11099 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-26/pdf/2021-11099.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Consisting of Amendments to MSRB Rule A-8 and the By-Laws of the Municipal Securities Rulemaking Board To Update Descriptions of Board Rulemaking Processes and Eliminate Redundant or Obsolete Provisions https://regulations.justia.com/regulations/fedreg/2021/05/26/2021-11084.html https://regulations.justia.com/regulations/fedreg/2021/05/26/2021-11084.html Wed, 26 May 2021 00:00:00 -0700 2021-11084 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-26/pdf/2021-11084.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Risk Parameter Setting and Review Policy https://regulations.justia.com/regulations/fedreg/2021/05/26/2021-11083.html https://regulations.justia.com/regulations/fedreg/2021/05/26/2021-11083.html Wed, 26 May 2021 00:00:00 -0700 2021-11083 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-26/pdf/2021-11083.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List https://regulations.justia.com/regulations/fedreg/2021/05/26/2021-11082.html https://regulations.justia.com/regulations/fedreg/2021/05/26/2021-11082.html Wed, 26 May 2021 00:00:00 -0700 2021-11082 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-26/pdf/2021-11082.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts) https://regulations.justia.com/regulations/fedreg/2021/05/26/2021-11079.html https://regulations.justia.com/regulations/fedreg/2021/05/26/2021-11079.html Wed, 26 May 2021 00:00:00 -0700 2021-11079 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-26/pdf/2021-11079.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Shares of ConvexityShares 1x SPIKES Futures ETF Under NYSE Arca Rule 8.200-E (Trust Issued Receipts) https://regulations.justia.com/regulations/fedreg/2021/05/26/2021-11078.html https://regulations.justia.com/regulations/fedreg/2021/05/26/2021-11078.html Wed, 26 May 2021 00:00:00 -0700 2021-11078 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-26/pdf/2021-11078.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 1011(p) (“Specified Risk Event”) https://regulations.justia.com/regulations/fedreg/2021/05/26/2021-11077.html https://regulations.justia.com/regulations/fedreg/2021/05/26/2021-11077.html Wed, 26 May 2021 00:00:00 -0700 2021-11077 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-26/pdf/2021-11077.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Equity 7, Section 3 https://regulations.justia.com/regulations/fedreg/2021/05/26/2021-11076.html https://regulations.justia.com/regulations/fedreg/2021/05/26/2021-11076.html Wed, 26 May 2021 00:00:00 -0700 2021-11076 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-26/pdf/2021-11076.pdf Notice - Self-Regulatory Organizations; NYSE Chicago, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission https://regulations.justia.com/regulations/fedreg/2021/05/26/2021-10384.html https://regulations.justia.com/regulations/fedreg/2021/05/26/2021-10384.html Wed, 26 May 2021 00:00:00 -0700 2021-10384 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-26/pdf/2021-10384.pdf