<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/05/17?registers=between Fri, 27 Jun 2025 12:34:27 -0700 Fri, 27 Jun 2025 12:34:27 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/05/17?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10457.html https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10457.html Mon, 17 May 2021 00:00:00 -0700 2021-10457 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10457.pdf Notice - Delaware Wilshire Private Markets Master Fund, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10340.html https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10340.html Mon, 17 May 2021 00:00:00 -0700 2021-10340 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10340.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10319.html https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10319.html Mon, 17 May 2021 00:00:00 -0700 2021-10319 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10319.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10316.html https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10316.html Mon, 17 May 2021 00:00:00 -0700 2021-10316 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10316.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend Publication on Certain Proprietary Data Feeds https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10278.html https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10278.html Mon, 17 May 2021 00:00:00 -0700 2021-10278 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10278.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Clearing Rules and ICC Exercise Procedures https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10277.html https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10277.html Mon, 17 May 2021 00:00:00 -0700 2021-10277 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10277.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Various Phlx Listing Rules Related to Bid/Ask Differentials for Long-Term Options Series https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10276.html https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10276.html Mon, 17 May 2021 00:00:00 -0700 2021-10276 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10276.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Allow Invesco Focused Discovery Growth ETF and Invesco Select Growth ETF To Strike and Publish Multiple Intraday Net Asset Values https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10275.html https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10275.html Mon, 17 May 2021 00:00:00 -0700 2021-10275 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10275.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Nasdaq Options Market LLC Rules at Options 3, Section 7, Types of Orders and Order and Quote Protocols, and Options 3, Section 15, Risk Protections https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10274.html https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10274.html Mon, 17 May 2021 00:00:00 -0700 2021-10274 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10274.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend BX Rules at Options 3, Section 7, Types of Orders and Order and Quote Protocols, and Options 3, Section 15, Risk Protections https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10273.html https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10273.html Mon, 17 May 2021 00:00:00 -0700 2021-10273 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10273.pdf Notice - Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish a Policy Relating to Billing Errors https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10272.html https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10272.html Mon, 17 May 2021 00:00:00 -0700 2021-10272 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10272.pdf Proposed Rule - Performance-Based Investment Advisory Fees https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10164.html https://regulations.justia.com/regulations/fedreg/2021/05/17/2021-10164.html Mon, 17 May 2021 00:00:00 -0700 2021-10164 Proposed Rule https://www.govinfo.gov/content/pkg/FR-2021-05-17/pdf/2021-10164.pdf