<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/05/14?registers=between Tue, 15 Jul 2025 23:50:25 -0700 Tue, 15 Jul 2025 23:50:25 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/05/14?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning The Options Clearing Corporation's Synthetic Futures Model https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10187.html https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10187.html Fri, 14 May 2021 00:00:00 -0700 2021-10187 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10187.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10178.html https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10178.html Fri, 14 May 2021 00:00:00 -0700 2021-10178 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10178.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Its Equity and General Rules From Its Current Rulebook Into Its New Rulebook Shell https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10176.html https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10176.html Fri, 14 May 2021 00:00:00 -0700 2021-10176 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10176.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Increase the National Securities Clearing Corporation's Minimum Required Fund Deposit https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10175.html https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10175.html Fri, 14 May 2021 00:00:00 -0700 2021-10175 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10175.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Rule 7.35C https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10174.html https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10174.html Fri, 14 May 2021 00:00:00 -0700 2021-10174 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10174.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to the ICC Recovery Plan and the ICC Wind-Down Plan https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10173.html https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10173.html Fri, 14 May 2021 00:00:00 -0700 2021-10173 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10173.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or After Hours Trading Session https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10172.html https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10172.html Fri, 14 May 2021 00:00:00 -0700 2021-10172 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10172.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10171.html https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10171.html Fri, 14 May 2021 00:00:00 -0700 2021-10171 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10171.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10170.html https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10170.html Fri, 14 May 2021 00:00:00 -0700 2021-10170 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10170.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or After Hours Trading Session https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10169.html https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10169.html Fri, 14 May 2021 00:00:00 -0700 2021-10169 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10169.pdf Notice - Teachers Insurance and Annuity Association of America, et al. https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10159.html https://regulations.justia.com/regulations/fedreg/2021/05/14/2021-10159.html Fri, 14 May 2021 00:00:00 -0700 2021-10159 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-14/pdf/2021-10159.pdf