<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/05/12?registers=between Sun, 22 Dec 2024 07:50:48 -0800 Sun, 22 Dec 2024 07:50:48 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/05/12?registers=between Notice - Security-Based Swap Data Repositories; DTCC Data Repository (U.S.), LLC; Order Approving Application for Registration as a Security-Based Swap Data Repository https://regulations.justia.com/regulations/fedreg/2021/05/12/2021-10065.html https://regulations.justia.com/regulations/fedreg/2021/05/12/2021-10065.html Wed, 12 May 2021 00:00:00 -0700 2021-10065 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-12/pdf/2021-10065.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend Rules 7.35 and 7.35A https://regulations.justia.com/regulations/fedreg/2021/05/12/2021-10057.html https://regulations.justia.com/regulations/fedreg/2021/05/12/2021-10057.html Wed, 12 May 2021 00:00:00 -0700 2021-10057 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-12/pdf/2021-10057.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Security-Based Swaps https://regulations.justia.com/regulations/fedreg/2021/05/12/2021-10055.html https://regulations.justia.com/regulations/fedreg/2021/05/12/2021-10055.html Wed, 12 May 2021 00:00:00 -0700 2021-10055 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-12/pdf/2021-10055.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action and Longer Period for Comment on Proposed Rule Change To Amend the Supplemental Liquidity Deposit Requirements https://regulations.justia.com/regulations/fedreg/2021/05/12/2021-10054.html https://regulations.justia.com/regulations/fedreg/2021/05/12/2021-10054.html Wed, 12 May 2021 00:00:00 -0700 2021-10054 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-12/pdf/2021-10054.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC; Order Approving Proposed Rule Change To Adopt Exchange Rule 531(a), Reports, To Provide for a New “Liquidity Taker Event Report” https://regulations.justia.com/regulations/fedreg/2021/05/12/2021-09975.html https://regulations.justia.com/regulations/fedreg/2021/05/12/2021-09975.html Wed, 12 May 2021 00:00:00 -0700 2021-09975 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-12/pdf/2021-09975.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade the Shares of the Teucrium Water Fund Under NYSE Arca Rule 8.200-E, Commentary .02 https://regulations.justia.com/regulations/fedreg/2021/05/12/2021-09974.html https://regulations.justia.com/regulations/fedreg/2021/05/12/2021-09974.html Wed, 12 May 2021 00:00:00 -0700 2021-09974 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-12/pdf/2021-09974.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Amend the Exchange's Price List Related to Co-Location To Establish Two Additional Partial Cabinet Solution Bundles https://regulations.justia.com/regulations/fedreg/2021/05/12/2021-09971.html https://regulations.justia.com/regulations/fedreg/2021/05/12/2021-09971.html Wed, 12 May 2021 00:00:00 -0700 2021-09971 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-12/pdf/2021-09971.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule https://regulations.justia.com/regulations/fedreg/2021/05/12/2021-09970.html https://regulations.justia.com/regulations/fedreg/2021/05/12/2021-09970.html Wed, 12 May 2021 00:00:00 -0700 2021-09970 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-12/pdf/2021-09970.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the Valkyrie Bitcoin Fund Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2021/05/12/2021-09969.html https://regulations.justia.com/regulations/fedreg/2021/05/12/2021-09969.html Wed, 12 May 2021 00:00:00 -0700 2021-09969 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-12/pdf/2021-09969.pdf