<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/05/11?registers=between Sun, 29 Jun 2025 09:19:29 -0700 Sun, 29 Jun 2025 09:19:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/05/11?registers=between Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09900.html https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09900.html Tue, 11 May 2021 00:00:00 -0700 2021-09900 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-11/pdf/2021-09900.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Extend the Operation of Its Flexible Exchange Options (“FLEX Options”) Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09890.html https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09890.html Tue, 11 May 2021 00:00:00 -0700 2021-09890 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-11/pdf/2021-09890.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade Options on a Nasdaq-100 Volatility Index https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09889.html https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09889.html Tue, 11 May 2021 00:00:00 -0700 2021-09889 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-11/pdf/2021-09889.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Rule 6.86-O To Eliminate the Use of Dark Series on the Exchange https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09888.html https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09888.html Tue, 11 May 2021 00:00:00 -0700 2021-09888 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-11/pdf/2021-09888.pdf Notice - Self-Regulatory Organizations; NYSE American, LLC.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend Rule 970NY and Rule 970.1NY To Eliminate the Use of Dark Series on the Exchange https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09887.html https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09887.html Tue, 11 May 2021 00:00:00 -0700 2021-09887 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-11/pdf/2021-09887.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Temporary Period for Specified Commentaries to Rules 7.35, 7.35A, 7.35B, and 7.35C and Temporary Rule Relief in Rule 36.30 https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09886.html https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09886.html Tue, 11 May 2021 00:00:00 -0700 2021-09886 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-11/pdf/2021-09886.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404 To Limit Short Term Options Series Intervals Between Strikes https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09885.html https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09885.html Tue, 11 May 2021 00:00:00 -0700 2021-09885 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-11/pdf/2021-09885.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 404 To Limit Short Term Options Series Intervals Between Strikes https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09884.html https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09884.html Tue, 11 May 2021 00:00:00 -0700 2021-09884 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-11/pdf/2021-09884.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ICEEU Transition of the Rates Used for Calculating Price Alignment Amounts https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09883.html https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09883.html Tue, 11 May 2021 00:00:00 -0700 2021-09883 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-11/pdf/2021-09883.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay the Implementation of BX's Rule Amendment To Limit Short Term Options Series Intervals to July 1, 2021 https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09882.html https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-09882.html Tue, 11 May 2021 00:00:00 -0700 2021-09882 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-11/pdf/2021-09882.pdf Rule - Adoption of Updated EDGAR Filer Manual, Form ID Amendments https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-08759.html https://regulations.justia.com/regulations/fedreg/2021/05/11/2021-08759.html Tue, 11 May 2021 00:00:00 -0700 2021-08759 Rule https://www.govinfo.gov/content/pkg/FR-2021-05-11/pdf/2021-08759.pdf