Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/05/10?limit=200&registers=between&mode=atom 2025-01-02T22:44:10-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09940.html Notice - Sunshine Act Meeting; Cancellation 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09940 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09940.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09939.html Notice - Sunshine Act Meetings 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09939 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09939.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09788.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection To Advance Notice To Amend the Supplemental Liquidity Deposit Requirements 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09788 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09788.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09786.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09786 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09786.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09785.html Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09785 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09785.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09784.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09784 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09784.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09782.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09782 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09782.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09781.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow Discretionary Limit Orders To Be Reserve Orders 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09781 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09781.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09780.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09780 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09780.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09779.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09779 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09779.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09778.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09778 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09778.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09777.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09777 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09777.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09776.html Notice - Self-Regulatory Organizations; MEMX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Handling of Displayed Odd Lot Orders and Non-Displayed Orders That Become Locked or Crossed 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09776 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09776.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09775.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval of a Proposed Rule Change of New Rules Providing for the Registration and Obligations of Non-DMM Market Makers 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09775 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09775.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09774.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds and an Exchange-Traded Note 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09774 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09774.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09773.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09773 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09773.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09772.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09772 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09772.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09771.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09771 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09771.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09770.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09770 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09770.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09769.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09769 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09769.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09768.html Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09768 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09768.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09767.html Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09767 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09767.pdf https://regulations.justia.com/regulations/fedreg/2021/05/10/2021-09766.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail 2021-05-10T00:00:00-07:00 2021-05-10T00:00:00-07:00 2021-09766 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-10/pdf/2021-09766.pdf