<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/05/07?registers=between Sun, 22 Dec 2024 07:35:59 -0800 Sun, 22 Dec 2024 07:35:59 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/05/07?registers=between Notice - Trinity Capital, Inc. https://regulations.justia.com/regulations/fedreg/2021/05/07/2021-09650.html https://regulations.justia.com/regulations/fedreg/2021/05/07/2021-09650.html Fri, 07 May 2021 00:00:00 -0700 2021-09650 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-07/pdf/2021-09650.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Connectivity, Surveillance and Risk Management Services and Fees https://regulations.justia.com/regulations/fedreg/2021/05/07/2021-09646.html https://regulations.justia.com/regulations/fedreg/2021/05/07/2021-09646.html Fri, 07 May 2021 00:00:00 -0700 2021-09646 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-07/pdf/2021-09646.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rulebook and Fee Schedule To Reflect a Rebranding of the Exchange's Affiliate, MIAX PEARL, LLC (“MIAX Pearl”) https://regulations.justia.com/regulations/fedreg/2021/05/07/2021-09645.html https://regulations.justia.com/regulations/fedreg/2021/05/07/2021-09645.html Fri, 07 May 2021 00:00:00 -0700 2021-09645 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-07/pdf/2021-09645.pdf Notice - Self-Regulatory Organizations; MIAX Emerald, LLC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rulebook and Fee Schedule To Reflect a Rebranding of the Exchange's Affiliate, MIAX PEARL, LLC (“MIAX Pearl”) https://regulations.justia.com/regulations/fedreg/2021/05/07/2021-09644.html https://regulations.justia.com/regulations/fedreg/2021/05/07/2021-09644.html Fri, 07 May 2021 00:00:00 -0700 2021-09644 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-07/pdf/2021-09644.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures https://regulations.justia.com/regulations/fedreg/2021/05/07/2021-09643.html https://regulations.justia.com/regulations/fedreg/2021/05/07/2021-09643.html Fri, 07 May 2021 00:00:00 -0700 2021-09643 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-07/pdf/2021-09643.pdf