Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2021/05/07?limit=200&registers=between&mode=atom 2024-12-22T07:43:21-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2021/05/07/2021-09650.html Notice - Trinity Capital, Inc. 2021-05-07T00:00:00-07:00 2021-05-07T00:00:00-07:00 2021-09650 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-07/pdf/2021-09650.pdf https://regulations.justia.com/regulations/fedreg/2021/05/07/2021-09646.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Connectivity, Surveillance and Risk Management Services and Fees 2021-05-07T00:00:00-07:00 2021-05-07T00:00:00-07:00 2021-09646 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-07/pdf/2021-09646.pdf https://regulations.justia.com/regulations/fedreg/2021/05/07/2021-09645.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rulebook and Fee Schedule To Reflect a Rebranding of the Exchange's Affiliate, MIAX PEARL, LLC (“MIAX Pearl”) 2021-05-07T00:00:00-07:00 2021-05-07T00:00:00-07:00 2021-09645 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-07/pdf/2021-09645.pdf https://regulations.justia.com/regulations/fedreg/2021/05/07/2021-09644.html Notice - Self-Regulatory Organizations; MIAX Emerald, LLC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Exchange's Rulebook and Fee Schedule To Reflect a Rebranding of the Exchange's Affiliate, MIAX PEARL, LLC (“MIAX Pearl”) 2021-05-07T00:00:00-07:00 2021-05-07T00:00:00-07:00 2021-09644 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-07/pdf/2021-09644.pdf https://regulations.justia.com/regulations/fedreg/2021/05/07/2021-09643.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Delivery Procedures 2021-05-07T00:00:00-07:00 2021-05-07T00:00:00-07:00 2021-09643 Notice https://www.govinfo.gov/content/pkg/FR-2021-05-07/pdf/2021-09643.pdf